Guggenheim Capital LLC Nuveen Dow 30sm Dynamic Overwrite Fund Transaction History

Guggenheim Capital LLC

$12 Billion
Q4 2024

A detailed history of Guggenheim Capital LLC transactions in Nuveen Dow 30sm Dynamic Overwrite Fund stock. As of the latest transaction made, Guggenheim Capital LLC holds 633,763 shares of DIAX stock, worth $9.13 Million. This represents 0.08% of its overall portfolio holdings.

Number of Shares

633,763

Previous 602,959 5.11%

Holding current value

$9.13 Million

Previous $8.95 Million 6.6%

% of portfolio

0.08%

Previous 0.06%

29 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2024 Feb 13, 2025	BUY	$14.65 - $15.8 $451,278 - $486,703	30,804 Added 5.11%	633,763 $9.54 Million
Q3 2024 Nov 13, 2024	BUY	$13.63 - $14.85 $23,743 - $25,868	1,742 Added 0.29%	602,959 $8.95 Million
Q2 2024 Aug 14, 2024	BUY	$13.6 - $14.59 $706,588 - $758,023	51,955 Added 9.46%	601,217 $8.42 Million
Q1 2024 May 14, 2024	BUY	$14.0 - $14.67 $160,874 - $168,572	11,491 Added 2.14%	549,262 $8.05 Million
Q4 2023 Feb 14, 2024	SELL	$12.81 - $14.16 $240,315 - $265,641	-18,760 Reduced 3.37%	537,771 $7.53 Million
Q3 2023 Nov 14, 2023	BUY	$13.61 - $14.5 $79,251 - $84,433	5,823 Added 1.06%	556,531 $7.62 Million
Q2 2023 Aug 11, 2023	BUY	$13.76 - $15.1 $119,560 - $131,203	8,689 Added 1.6%	550,708 $7.77 Million
Q1 2023 May 10, 2023	SELL	$14.15 - $15.85 $1.23 Million - $1.38 Million	-86,886 Reduced 13.82%	542,019 $7.96 Million
Q4 2022 Feb 14, 2023	SELL	$13.67 - $16.16 $85,382 - $100,935	-6,246 Reduced 0.98%	628,905 $9.75 Million
Q3 2022 Nov 14, 2022	SELL	$13.49 - $16.44 $711,503 - $867,094	-52,743 Reduced 7.67%	635,151 $8.57 Million
Q2 2022 Aug 15, 2022	SELL	$14.72 - $16.93 $61,882 - $71,173	-4,204 Reduced 0.61%	687,894 $10.5 Million
Q1 2022 May 16, 2022	BUY	$15.55 - $17.95 $297,082 - $342,934	19,105 Added 2.84%	692,098 $11.5 Million
Q4 2021 Feb 14, 2022	BUY	$16.79 - $17.95 $1.11 Million - $1.19 Million	66,148 Added 10.9%	672,993 $12 Million
Q3 2021 Nov 15, 2021	BUY	$16.75 - $17.71 $1.15 Million - $1.22 Million	68,778 Added 12.78%	606,845 $10.2 Million
Q2 2021 Aug 13, 2021	BUY	$16.3 - $17.44 $2.91 Million - $3.11 Million	178,378 Added 49.59%	538,067 $9.16 Million
Q1 2021 May 13, 2021	BUY	$14.64 - $16.25 $666,032 - $739,277	45,494 Added 14.48%	359,689 $5.85 Million
Q4 2020 Feb 16, 2021	BUY	$12.72 - $15.2 $1.59 Million - $1.9 Million	124,914 Added 65.99%	314,195 $4.78 Million
Q3 2020 Nov 13, 2020	BUY	$13.04 - $14.35 $219,802 - $241,883	16,856 Added 9.78%	189,281 $2.56 Million
Q2 2020 Aug 14, 2020	BUY	$11.88 - $14.87 $994,688 - $1.25 Million	83,728 Added 94.4%	172,425 $2.35 Million
Q1 2020 Jun 02, 2020	BUY	$9.93 - $18.0 $412,502 - $747,738	41,541 Added 88.09%	88,697 $1.11 Million
Q4 2019 Feb 14, 2020	BUY	$17.37 - $18.28 $819,099 - $862,011	47,156 New	47,156 $833,000
Q2 2019 Aug 14, 2019	SELL	$16.87 - $18.13 $946,828 - $1.02 Million	-56,125 Closed	0 $0
Q1 2019 May 15, 2019	SELL	$15.94 - $18.39 $13,724 - $15,833	-861 Reduced 1.51%	56,125 $1.01 Million
Q4 2018 Feb 14, 2019	SELL	$14.78 - $20.03 $1.04 Million - $1.41 Million	-70,155 Reduced 55.18%	56,986 $919,000
Q3 2018 Nov 14, 2018	SELL	$18.4 - $19.86 $62,375 - $67,325	-3,390 Reduced 2.6%	127,141 $2.52 Million
Q2 2018 Aug 14, 2018	SELL	$17.4 - $19.95 $1.3 Million - $1.49 Million	-74,891 Reduced 36.46%	130,531 $2.41 Million
Q1 2018 May 15, 2018	SELL	$17.29 - $19.42 $118,626 - $133,240	-6,861 Reduced 3.23%	205,422 $3.65 Million
Q4 2017 Feb 14, 2018	SELL	$16.9 - $18.84 $1.08 Million - $1.2 Million	-63,613 Reduced 23.06%	212,283 $4 Million
Q3 2017 Nov 14, 2017	BUY	$16.44 - $16.99 $4.54 Million - $4.69 Million	275,896	275,896 $4.68 Million

Others Institutions Holding DIAX

# of Institutions

101

Shares Held

12.4M

Call Options Held

Put Options Held

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About Nuveen Dow 30sm Dynamic Overwrite Fund

Ticker DIAX
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Dow 30 Dynamic Overwrite Fund is a closed-ended equity mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Nuveen Asset Management, LLC. It invests in the public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It ...

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Guggenheim Capital LLC Nuveen Dow 30sm Dynamic Overwrite Fund Transaction History