Guggenheim Capital LLC Neuberger Berman California Municipal Fund Inc. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	SELL	$9.76 - $10.89 $154,930 - $172,867	-15,874 Reduced 15.18%	88,691 $868,000
Q2 2023 Aug 11, 2023	SELL	$10.45 - $11.26 $4,618 - $4,976	-442 Reduced 0.42%	104,565 $1.11 Million
Q1 2023 May 10, 2023	BUY	$10.5 - $12.18 $9,124 - $10,584	869 Added 0.83%	105,007 $1.17 Million
Q4 2022 Feb 14, 2023	SELL	$10.06 - $11.33 $91,888 - $103,488	-9,134 Reduced 8.06%	104,138 $1.18 Million
Q3 2022 Nov 14, 2022	SELL	$10.53 - $12.27 $6,886 - $8,024	-654 Reduced 0.57%	113,272 $1.19 Million
Q2 2022 Aug 15, 2022	BUY	$10.69 - $12.21 $350,450 - $400,280	32,783 Added 40.4%	113,926 $1.28 Million
Q1 2022 May 16, 2022	BUY	$12.06 - $13.98 $614,444 - $712,267	50,949 Added 168.74%	81,143 $991,000
Q4 2021 Feb 14, 2022	BUY	$13.6 - $14.32 $202,096 - $212,795	14,860 Added 96.91%	30,194 $423,000
Q3 2021 Nov 15, 2021	BUY	$14.28 - $14.85 $218,969 - $227,709	15,334 New	15,334 $220,000
Q4 2018 Feb 14, 2019	SELL	$11.98 - $12.51 $159,345 - $166,395	-13,301 Closed	0 $0
Q3 2018 Nov 14, 2018	SELL	$12.42 - $12.85 $194,931 - $201,680	-15,695 Reduced 54.13%	13,301 $166,000
Q2 2018 Aug 14, 2018	SELL	$12.52 - $12.95 $316,205 - $327,065	-25,256 Reduced 46.55%	28,996 $363,000
Q1 2018 May 15, 2018	SELL	$12.77 - $13.94 $35,283 - $38,516	-2,763 Reduced 4.85%	54,252 $698,000
Q4 2017 Feb 14, 2018	SELL	$13.6 - $14.19 $668,521 - $697,523	-49,156 Reduced 46.3%	57,015 $775,000
Q3 2017 Nov 14, 2017	BUY	$14.07 - $14.49 $1.49 Million - $1.54 Million	106,171	106,171 $1.5 Million

About NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.

Ticker NBW
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Neuberger Berman California Intermediate Municipal Fund Inc. is a closed-ended fixed income mutual fund launched and managed by Neuberger Berman LLC. The fund is co-managed by Neuberger Berman Management LLC. It invests in the fixed income markets of the United States. The fund primarily invests in municipal bonds which have income that is exemp...

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