Guild Investment Management, Inc. Japan Smaller Capitalization Fund Inc Transaction History

Guild Investment Management, Inc.

$91.7 Million
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 03, 2023	SELL	$7.11 - $7.47 $21,330 - $22,410	-3,000 Reduced 3.34%	86,863 $617,000
Q2 2023 Jul 20, 2023	BUY	$6.79 - $7.56 $178,128 - $198,329	26,234 Added 41.23%	89,863 $647,000
Q1 2023 Apr 17, 2023	SELL	$6.39 - $6.97 $40,257 - $43,911	-6,300 Reduced 9.01%	63,629 $439,000
Q4 2022 Feb 02, 2023	BUY	$5.62 - $6.56 $44,223 - $51,620	7,869 Added 12.68%	69,929 $453,000
Q3 2022 Oct 12, 2022	SELL	$5.79 - $6.7 $89,166 - $103,180	-15,400 Reduced 19.88%	62,060 $364,000
Q2 2022 Jul 29, 2022	SELL	$6.22 - $7.19 $23,325 - $26,962	-3,750 Reduced 4.62%	77,460 $507,000
Q1 2022 May 10, 2022	BUY	$7.08 - $8.05 $991 - $1,127	140 Added 0.17%	81,210 $581,000
Q4 2021 Jan 18, 2022	BUY	$7.76 - $9.03 $137,429 - $159,921	17,710 Added 27.95%	81,070 $638,000
Q3 2021 Oct 26, 2021	BUY	$8.75 - $9.62 $83,650 - $91,967	9,560 Added 17.77%	63,360 $573,000
Q1 2021 Apr 19, 2021	SELL	$8.69 - $9.56 $58,223 - $64,052	-6,700 Reduced 11.07%	53,800 $500,000
Q4 2020 Jan 14, 2021	BUY	$8.25 - $9.8 $499,125 - $592,900	60,500 New	60,500 $547,000

Others Institutions Holding JOF

# of Institutions

59

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$45.5 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$41.1 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$36.5 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$17.9 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$8.43 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Guild Investment Management, Inc., based on Form 13F filings with the SEC.

News

Stay updated on Guild Investment Management, Inc. with notifications on news.