Hilltop Holdings Inc. Closed Holding Positions

Hilltop Holdings Inc.

Stock	Closed Quarter	Shares Sold	Price Range
Rydex ETF Trust	Q1 2018 Filed on May 15, 2018	7,858	N/A
Endocyte Inc	Q1 2018 Filed on May 15, 2018	10,720	N/A
Allergan PLC	Q4 2017 Filed on Feb 14, 2018	1,639	N/A
Time Warner Inc	Q4 2017 Filed on Feb 14, 2018	4,174	N/A
TUP Tupperware Brands Corp Consumer Cyclical	Q4 2017 Filed on Feb 14, 2018	4,859	$57.59 - $64.55 $280K - $314K
Spdr Series Trust	Q4 2017 Filed on Feb 14, 2018	51,238	N/A
AORT Artivion, Inc. Healthcare	Q4 2017 Filed on Feb 14, 2018	9,946	$18.65 - $23.85 $185K - $237K
Du Pont E I De Nemours & CO	Q4 2017 Filed on Feb 14, 2018	3,263	N/A
Envision Healthcare Corp	Q4 2017 Filed on Feb 14, 2018	15,963	N/A
AOA Ishares Tr Core Aggressive All ETFs	Q4 2017 Filed on Feb 14, 2018	9,099	$53.61 - $55.82 $488K - $508K
AOR Ishares Tr Core Growth Allocat ETFs	Q4 2017 Filed on Feb 14, 2018	45,120	N/A
SCZ Ishares Tr Msci Eafe Small Cap ETFs	Q4 2017 Filed on Feb 14, 2018	16,336	$61.68 - $64.5 $1.01M - $1.05M
BFH Bread Financial Holdings, Inc. Financial Services	Q4 2017 Filed on Feb 14, 2018	1,089	$175.69 - $202.3 $191K - $220K
OHI Omega Healthcare Investors Inc Real Estate	Q4 2017 Filed on Feb 14, 2018	7,006	$26.78 - $32.2 $188K - $226K
Senomyx Inc	Q4 2017 Filed on Feb 14, 2018	10,200	N/A
ASC Ardmore Shipping Corp Industrials	Q4 2017 Filed on Feb 14, 2018	32,400	$7.6 - $8.95 $246K - $290K

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