Hrt Financial LP Closed Holding Positions

Hrt Financial LP

$18.1 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Just Energy Group Inc	Q2 2020 Filed on Aug 14, 2020	75,357	N/A
Kemet Corp	Q2 2020 Filed on Aug 14, 2020	17,721	N/A
NHS Neuberger Berman High Yield Strategies Fund Inc. Financial Services	Q2 2020 Filed on Aug 14, 2020	23,700	$8.3 - $11.13 $197K - $264K
NMCO Nuveen Municipal Credit Opportunities Fund N/A	Q2 2020 Filed on Aug 14, 2020	10,000	$10.53 - $12.31 $105K - $123K
NIQ Nuveen Intermediate Duration Quality Municipal Term Fund Financial Services	Q2 2020 Filed on Aug 14, 2020	10,475	$12.67 - $14.21 $133K - $149K
NSL Nuveen Senior Income Fund Financial Services	Q2 2020 Filed on Aug 14, 2020	62,894	$4.16 - $4.86 $262K - $306K
JRO Nuveen Floating Rate Income Opportunity Fund Financial Services	Q2 2020 Filed on Aug 14, 2020	61,300	$6.93 - $8.2 $425K - $503K
Pfenex Inc	Q2 2020 Filed on Aug 14, 2020	12,491	N/A
Ra Pharmaceuticals Inc	Q2 2020 Filed on Aug 14, 2020	10,981	N/A
EMTL Spdr Doubleline Emerging Marke ETFs	Q2 2020 Filed on Aug 14, 2020	6,522	$44.84 - $49.2 $292K - $321K
SOLN Southern CO Corporate Unit 201 Industrials	Q2 2020 Filed on Aug 14, 2020	4,600	$43.23 - $50.42 $199K - $232K
TWN Taiwan Fund Inc Financial Services	Q2 2020 Filed on Aug 14, 2020	14,720	$16.1 - $21.21 $237K - $312K
Taronis Technologies Inc	Q2 2020 Filed on Aug 14, 2020	12,440	N/A
Tocagen Inc	Q2 2020 Filed on Aug 14, 2020	12,488	N/A
HYD Vaneck High Yield Muni ETF ETFs	Q2 2020 Filed on Aug 14, 2020	49,690	$50.76 - $59.28 $2.52M - $2.95M
VCIF Vertical Capital Income Fund Financial Services	Q2 2020 Filed on Aug 14, 2020	17,000	$8.29 - $9.9 $141K - $168K
Performance Shipping Inc	Q2 2020 Filed on Aug 14, 2020	14,538	N/A
Analog Devices Inc	Q2 2020 Filed on Aug 14, 2020	10,100	N/A
Aurora Cannabis Inc	Q2 2020 Filed on Aug 14, 2020	55,600	N/A
Dbx ETF Tr	Q2 2020 Filed on Aug 14, 2020	9,900	N/A
Grubhub Inc	Q2 2020 Filed on Aug 14, 2020	7,600	N/A
Proshares Tr Ii	Q2 2020 Filed on Aug 14, 2020	4,700	N/A
Select Sector Spdr Tr	Q2 2020 Filed on Aug 14, 2020	5,700	N/A
Select Sector Spdr Tr	Q2 2020 Filed on Aug 14, 2020	11,400	N/A
Union Pac Corp	Q2 2020 Filed on Aug 14, 2020	2,300	N/A
Spdr Series Trust	Q1 2020 Filed on May 15, 2020	248,478	N/A
Arrow Invts Tr	Q1 2020 Filed on May 15, 2020	3,599	N/A
BKCC Black Rock Capital Investment Corp Financial Services	Q1 2020 Filed on May 15, 2020	127,631	$1.47 - $5.09 $188K - $650K
Citigroup Global Mkts Hldgs	Q1 2020 Filed on May 15, 2020	817,036	N/A
Teekay Offshore Partners L P	Q1 2020 Filed on May 15, 2020	96,908	N/A
Encana Corp	Q1 2020 Filed on May 15, 2020	30,053	N/A
Ak Stl Hldg Corp	Q1 2020 Filed on May 15, 2020	20,319	N/A
Fs Kkr Capital Corp	Q1 2020 Filed on May 15, 2020	11,873	N/A
Src Energy Inc	Q1 2020 Filed on May 15, 2020	132,211	N/A
Noble Corp PLC	Q1 2020 Filed on May 15, 2020	39,089	N/A
Direxion Shs ETF Tr	Q1 2020 Filed on May 15, 2020	24,000	N/A
Centerstate Bk Corp	Q1 2020 Filed on May 15, 2020	27,549	N/A
Dunkin Brands Group Inc	Q1 2020 Filed on May 15, 2020	3,452	N/A
Thl Credit Inc	Q1 2020 Filed on May 15, 2020	91,239	N/A
Vaneck Vectors ETF Trust	Q1 2020 Filed on May 15, 2020	29,641	N/A
Barclays Bk PLC	Q1 2020 Filed on May 15, 2020	249,885	N/A
Aduro Biotech Inc	Q1 2020 Filed on May 15, 2020	121,820	N/A
Arconic Inc	Q1 2020 Filed on May 15, 2020	14,427	N/A
Emerald Expositions Events I	Q1 2020 Filed on May 15, 2020	12,013	N/A
Mellanox Technologies LTD	Q1 2020 Filed on May 15, 2020	9,109	N/A
Acorda Therapeutics Inc	Q1 2020 Filed on May 15, 2020	69,358	N/A
Actuant Corp	Q1 2020 Filed on May 15, 2020	15,322	N/A
Adamas Pharmaceuticals Inc	Q1 2020 Filed on May 15, 2020	11,432	N/A
Akorn Inc	Q1 2020 Filed on May 15, 2020	14,606	N/A
Carlyle Group L P	Q1 2020 Filed on May 15, 2020	806,303	N/A

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