Hrt Financial LP Closed Holding Positions

Hrt Financial LP

$18.1 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Civeo Corp Cda	Q1 2020 Filed on May 15, 2020	155,970	N/A
Covia Hldgs Corp	Q1 2020 Filed on May 15, 2020	58,040	N/A
Dropcar Inc	Q1 2020 Filed on May 15, 2020	13,616	N/A
Forum Energy Technologies In	Q1 2020 Filed on May 15, 2020	248,673	N/A
Innophos Holdings Inc	Q1 2020 Filed on May 15, 2020	14,184	N/A
UOCT Innovator U.S. Equity Ultra Bu ETFs	Q1 2020 Filed on May 15, 2020	28,418	$21.84 - $25.3 $621K - $719K
Intrexon Corp	Q1 2020 Filed on May 15, 2020	15,414	N/A
Klx Energy Servics Holdngs I	Q1 2020 Filed on May 15, 2020	12,389	N/A
MRCC Monroe Capital Corp Financial Services	Q1 2020 Filed on May 15, 2020	74,512	$4.9 - $12.07 $365K - $899K
Universal Fst Prods Inc	Q1 2020 Filed on May 15, 2020	48,954	N/A
Zafgen Inc	Q1 2020 Filed on May 15, 2020	37,200	N/A
Bausch Health Cos Inc	Q1 2020 Filed on May 15, 2020	9,600	N/A
Avx Corp New	Q1 2020 Filed on May 15, 2020	43,404	N/A
IAF Aberdeen Australia Equity Fund Inc Financial Services	Q1 2020 Filed on May 15, 2020	11,154	$3.01 - $5.6 $33.6K - $62.5K
Achieve Life Science Inc	Q1 2020 Filed on May 15, 2020	10,772	N/A
AFIIQ Armstrong Flooring, Inc.	Q1 2020 Filed on May 15, 2020	17,700	$1.43 - $4.36 $25.3K - $77.2K
Arqule Inc	Q1 2020 Filed on May 15, 2020	11,918	N/A
Aurora Cannabis Inc	Q1 2020 Filed on May 15, 2020	55,486	N/A
CPZ Calamos Long/Short Equity & Dynamic Income Trust N/A	Q1 2020 Filed on May 15, 2020	12,764	$9.64 - $20.1 $123K - $257K
Chaparral Energy Inc	Q1 2020 Filed on May 15, 2020	44,509	N/A
Dermira Inc	Q1 2020 Filed on May 15, 2020	12,254	N/A
Direxion Shs ETF Tr	Q1 2020 Filed on May 15, 2020	31,535	N/A
Direxion Shs ETF Tr	Q1 2020 Filed on May 15, 2020	26,148	N/A
Dpw Hldgs Inc	Q1 2020 Filed on May 15, 2020	25,818	N/A
EVM Eaton Vance California Municipal Bond Fund Financial Services	Q1 2020 Filed on May 15, 2020	16,686	$9.29 - $11.95 $155K - $199K
Exela Technologies Inc	Q1 2020 Filed on May 15, 2020	97,422	N/A
Fts International Inc	Q1 2020 Filed on May 15, 2020	82,566	N/A
Fang Hldgs LTD	Q1 2020 Filed on May 15, 2020	25,514	N/A
FCOR Fidelity Merrimack Str Tr Corp ETFs	Q1 2020 Filed on May 15, 2020	5,417	$45.18 - $55.63 $245K - $301K
58 Com Inc	Q1 2020 Filed on May 15, 2020	4,069	N/A
HDMV First Tr ETF Iii Horizon Manag ETFs	Q1 2020 Filed on May 15, 2020	12,600	$23.45 - $34.49 $295K - $435K
FTF Franklin LTD Duration Income Trust Financial Services	Q1 2020 Filed on May 15, 2020	13,010	$6.18 - $9.76 $80.4K - $127K
Groupon Inc	Q1 2020 Filed on May 15, 2020	54,186	N/A
Jernigan Cap Inc	Q1 2020 Filed on May 15, 2020	10,436	N/A
Montage Res Corp	Q1 2020 Filed on May 15, 2020	24,436	N/A
Neurotrope Inc	Q1 2020 Filed on May 15, 2020	10,660	N/A
JSD Nuveen Short Duration Credit Opportunities Fund Financial Services	Q1 2020 Filed on May 15, 2020	10,458	$8.42 - $15.52 $88.1K - $162K
Pattern Energy Group Inc	Q1 2020 Filed on May 15, 2020	46,251	N/A
HDG Proshares Trust Proshares He ETFs	Q1 2020 Filed on May 15, 2020	6,434	$40.68 - $47.17 $262K - $303K
Protective Ins Corp	Q1 2020 Filed on May 15, 2020	14,804	N/A
Retrophin Inc	Q1 2020 Filed on May 15, 2020	16,595	N/A
Ritter Pharmaceuticals Inc	Q1 2020 Filed on May 15, 2020	28,469	N/A
SHLX Shell Midstream Partners, L.P. Energy	Q1 2020 Filed on May 15, 2020	11,518	$7.51 - $22.7 $86.5K - $261K
SSTI Shotspotter, Inc Technology	Q1 2020 Filed on May 15, 2020	12,343	$23.94 - $40.05 $295K - $494K
Sito Mobile LTD	Q1 2020 Filed on May 15, 2020	10,000	N/A
Spartan Mtrs Inc	Q1 2020 Filed on May 15, 2020	15,681	N/A
SYRS Syros Pharmaceuticals, Inc. Healthcare	Q1 2020 Filed on May 15, 2020	11,950	$4.46 - $9.2 $53.3K - $110K
Valhi Inc New	Q1 2020 Filed on May 15, 2020	51,800	N/A
Xperi Corp	Q1 2020 Filed on May 15, 2020	21,418	N/A
Aircastle LTD	Q1 2020 Filed on May 15, 2020	26,663	N/A

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