|
Q3 2019
Filed on Nov 07, 2019
|
2,633
|
$24.07 - $27.07
$63.4K - $71.3K
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
25
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
500
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
5,000
|
N/A
|
|
Southern Companyser 2015 A Jr Sub Note6.25 Due 10/15/75
|
Q3 2019
Filed on Nov 07, 2019
|
850
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
360
|
$0.29 - $0.34
$104 - $122
|
|
State Street Corpnon Cuml Perpetual Pfdser C 5.25
|
Q3 2019
Filed on Nov 07, 2019
|
250
|
N/A
|
|
Summit Wirelesstechnologies Inc
|
Q3 2019
Filed on Nov 07, 2019
|
25
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
200,000
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
430
|
N/A
|
|
Thl Credit Senior Loanfund
|
Q3 2019
Filed on Nov 07, 2019
|
68
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
5,333
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
8,000
|
$0.39 - $0.53
$3.12K - $4.24K
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
10,957
|
$17.02 - $18.15
$186K - $199K
|
|
Telephone & Data Sys Incsenior Notes6.875 11/15/59
|
Q3 2019
Filed on Nov 07, 2019
|
500
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
3
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
10,529
|
$3.75 - $5.34
$39.5K - $56.2K
|
|
Tortoise Pipeline &Energy Fund Inc
|
Q3 2019
Filed on Nov 07, 2019
|
2,421
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
6
|
$28.63 - $31.94
$172 - $192
|
|
Ubs Ag Jersey Brh Etracslkd Wells Fargo Businessdev Company
|
Q3 2019
Filed on Nov 07, 2019
|
83
|
N/A
|
|
United Battery Metalscorp
|
Q3 2019
Filed on Nov 07, 2019
|
1,000
|
N/A
|
|
Vaneck Vectorshigh Income Mlp ETF New
|
Q3 2019
Filed on Nov 07, 2019
|
441
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
52
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
1,625
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
250
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
49,015
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
240
|
N/A
|
|
Voya Prime Rateshs Ben Int
|
Q3 2019
Filed on Nov 07, 2019
|
13,875
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
2,413
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
150
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
200
|
N/A
|
|
Wells Fargo & Companynew Dep Shs 5.2 Repstg1/1000 Th Pfd Cl A Ser N
|
Q3 2019
Filed on Nov 07, 2019
|
2,450
|
N/A
|
|
Wells Fargo & CO Dep Shsrepstg 1/1000 Th Non Cumlcl A X Pfd Perptl 5.5
|
Q3 2019
Filed on Nov 07, 2019
|
700
|
N/A
|
|
Western Asset Mortgagecapital Corp
|
Q3 2019
Filed on Nov 07, 2019
|
4,987
|
N/A
|
|
Wisdomtreeemerging Currencystrategy Fund ETF
|
Q3 2019
Filed on Nov 07, 2019
|
68
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
1
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
40,000
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
2,000
|
$5.18 - $5.69
$10.4K - $11.4K
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
200
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
200
|
N/A
|
|
Herbalife Ltdsubmitted For Escrow
|
Q3 2019
Filed on Nov 07, 2019
|
3
|
N/A
|
|
Partnerre Ltdser F Non Cum Redeemable5.875 Perpetual Pfd
|
Q3 2019
Filed on Nov 07, 2019
|
400
|
N/A
|
|
Prudential PLC Perpetualsubordinated Capital Secnon Cuml Dollar Den 6.5
|
Q3 2019
Filed on Nov 07, 2019
|
1,500
|
N/A
|
|
Renaissancere Holdingsltd Ser E Perpetual5.375
|
Q3 2019
Filed on Nov 07, 2019
|
405
|
N/A
|
|
Royal Dutch Shell Plcshares A
|
Q3 2019
Filed on Nov 07, 2019
|
111
|
N/A
|
|
Transatlantic Petroleumltd New
|
Q3 2019
Filed on Nov 07, 2019
|
100
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
700
|
N/A
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
6
|
$18.73 - $22.21
$112 - $133
|
|
|
Q3 2019
Filed on Nov 07, 2019
|
101
|
N/A
|
|
Mobileye N Vsubmitted For Exitamstelveen
|
Q3 2019
Filed on Nov 07, 2019
|
2,157
|
N/A
|
|