Independent Advisor Alliance Prospect Capital Corp Transaction History

Independent Advisor Alliance

$2.71 Billion
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 06, 2022	SELL	$7.86 - $8.89 $641,847 - $725,957	-81,660 Closed	0 $0
Q4 2021 Feb 11, 2022	BUY	$7.83 - $9.0 $157,539 - $181,080	20,120 Added 32.69%	81,660 $687,000
Q3 2021 Nov 01, 2021	BUY	$7.69 - $8.46 $33,766 - $37,147	4,391 Added 7.68%	61,540 $474,000
Q2 2021 Aug 12, 2021	SELL	$7.62 - $9.22 $57,081 - $69,067	-7,491 Reduced 11.59%	57,149 $479,000
Q1 2021 May 14, 2021	SELL	$5.51 - $7.98 $64,059 - $92,775	-11,626 Reduced 15.24%	64,640 $496,000
Q4 2020 Feb 11, 2021	BUY	$4.95 - $5.6 $13,538 - $15,315	2,735 Added 3.72%	76,266 $413,000
Q3 2020 Nov 04, 2020	BUY	$4.68 - $5.17 $12,364 - $13,659	2,642 Added 3.73%	73,531 $370,000
Q2 2020 Aug 06, 2020	BUY	$3.78 - $5.74 $72,795 - $110,540	19,258 Added 37.3%	70,889 $354,000
Q1 2020 May 14, 2020	SELL	$4.04 - $6.61 $6.64 Million - $10.9 Million	-1,642,803 Reduced 96.95%	51,631 $219,000
Q4 2019 Feb 07, 2020	BUY	$6.37 - $6.7 $10.5 Million - $11 Million	1,645,231 Added 3343.76%	1,694,434 $10.9 Million
Q3 2019 Nov 12, 2019	BUY	$6.3 - $6.73 $7,081 - $7,564	1,124 Added 2.34%	49,203 $313,000
Q2 2019 Aug 12, 2019	SELL	$6.24 - $6.83 $13,615 - $14,903	-2,182 Reduced 4.34%	48,079 $0
Q1 2019 May 07, 2019	BUY	$6.27 - $6.93 $19,167 - $21,185	3,057 Added 6.48%	50,261 $328,000
Q4 2018 Feb 12, 2019	SELL	$5.77 - $7.27 $61,790 - $77,854	-10,709 Reduced 18.49%	47,204 $312,000
Q3 2018 Nov 13, 2018	BUY	$6.67 - $7.58 $11,699 - $13,295	1,754 Added 3.12%	57,913 $0
Q2 2018 Aug 08, 2018	BUY	$6.3 - $6.93 $353,801 - $389,181	56,159 New	56,159 $0
Q3 2017 Nov 15, 2017	SELL	$6.55 - $8.18 $229,295 - $286,357	-35,007 Closed	0 $0
Q2 2017 Aug 14, 2017	BUY	N/A	35,007	35,007 $284,000

Others Institutions Holding PSEC

# of Institutions

251

Shares Held

39.6M

Call Options Held

979K

Put Options Held

9.39M

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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