Janney Montgomery Scott LLC Closed Holding Positions

Janney Montgomery Scott LLC

$38.3 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
MTNB Matinas Bio Pharma Holdings, Inc. Healthcare	Q1 2021 Filed on Apr 27, 2021	10,500	$0.96 - $1.74 $10.1K - $18.3K
PGC Peapack Gladstone Financial Corp Financial Services	Q1 2021 Filed on Apr 27, 2021	12,903	$22.91 - $31.36 $296K - $405K
VEON Veon Ltd. Communication Services	Q1 2021 Filed on Apr 27, 2021	12,072	$1.57 - $1.89 $19K - $22.8K
DENN Denny'S Corp Consumer Cyclical	Q1 2021 Filed on Apr 27, 2021	17,242	$13.71 - $19.82 $236K - $342K
Parsley Energy Inc A	Q1 2021 Filed on Apr 27, 2021	12,770	N/A
GIGB Goldman Sachs ETF Access Invt	Q1 2021 Filed on Apr 27, 2021	4,860	N/A
Pluralsight Inc A	Q1 2021 Filed on Apr 27, 2021	24,964	N/A
SDC Smile Direct Club, Inc. Healthcare	Q1 2021 Filed on Apr 27, 2021	23,700	$10.06 - $14.99 $238K - $355K
SONO Sonos Inc Technology	Q1 2021 Filed on Apr 27, 2021	11,759	$23.24 - $43.09 $273K - $507K
CHNG Change Healthcare Inc.	Q1 2021 Filed on Apr 27, 2021	25,194	$18.24 - $24.14 $460K - $608K
HONE Harbor One Bancorp, Inc. Financial Services	Q1 2021 Filed on Apr 27, 2021	36,091	$10.44 - $14.18 $377K - $512K
HSTM Healthstream Inc Healthcare	Q1 2021 Filed on Apr 27, 2021	14,058	$22.34 - $25.35 $314K - $356K
OTRK Ontrak, Inc. Healthcare	Q1 2021 Filed on Apr 27, 2021	30,499	$21.44 - $25.26 $654K - $770K
PCSB Pcsb Financial Corp Financial Services	Q1 2021 Filed on Apr 27, 2021	23,840	$14.4 - $18.09 $343K - $431K
RPAR Tidal ETF Tr Rpar Risk Parity ETFs	Q1 2021 Filed on Apr 27, 2021	56,718	$22.62 - $24.16 $1.28M - $1.37M
VLDR Velodyne Lidar, Inc. Technology	Q1 2021 Filed on Apr 27, 2021	23,780	$11.4 - $25.82 $271K - $614K
POWW Ammo, Inc. Industrials	Q1 2021 Filed on Apr 27, 2021	10,000	$3.44 - $9.61 $34.4K - $96.1K
AAN Aaron'S Company, Inc. Industrials	Q1 2021 Filed on Apr 27, 2021	28,431	$16.94 - $26.83 $482K - $763K
PALL Abrdn Palladium ETF Trust ETFs	Q1 2021 Filed on Apr 27, 2021	1,016	$208.37 - $252.0 $212K - $256K
ACAD Acadia Pharmaceuticals Inc Healthcare	Q1 2021 Filed on Apr 27, 2021	4,060	$25.02 - $54.99 $102K - $223K
Allianzgi Artificial	Q1 2021 Filed on Apr 27, 2021	11,259	N/A
Boston Pvt Finl Hldgs	Q1 2021 Filed on Apr 27, 2021	18,200	N/A
Brookfield Ppty Reit A	Q1 2021 Filed on Apr 27, 2021	19,161	N/A
DAR Darling Ingredients Inc. Consumer Defensive	Q1 2021 Filed on Apr 27, 2021	7,794	$56.93 - $79.21 $444K - $617K
DEEP ETF Ser Solutions Roundhill Ac Technology	Q1 2021 Filed on Apr 27, 2021	24,250	$27.54 - $35.61 $668K - $864K
Experience Invt Corp A	Q1 2021 Filed on Apr 27, 2021	170,083	N/A
HAFC Hanmi Financial Corp Financial Services	Q1 2021 Filed on Apr 27, 2021	32,087	$11.23 - $21.64 $360K - $694K
LAZR Luminar Technologies, Inc. Consumer Cyclical	Q1 2021 Filed on Apr 27, 2021	13,060	$21.75 - $37.73 $284K - $493K
Oaktree Strat Income Bdc	Q1 2021 Filed on Apr 27, 2021	43,850	N/A
OM Outset Medical, Inc. Healthcare	Q1 2021 Filed on Apr 27, 2021	5,547	$46.94 - $58.66 $260K - $325K
Roth Ch Acq I CO	Q1 2021 Filed on Apr 27, 2021	88,828	N/A
Sl Green Realty Corp	Q1 2021 Filed on Apr 27, 2021	15,020	N/A
SDGR Schrodinger, Inc. Healthcare	Q1 2021 Filed on Apr 27, 2021	2,924	$64.61 - $113.09 $189K - $331K
Tuscan Holdings Corp	Q1 2021 Filed on Apr 27, 2021	96,088	N/A
Ajax I Uts	Q1 2021 Filed on Apr 27, 2021	151,645	N/A
Mimecast LTD	Q1 2021 Filed on Apr 27, 2021	11,291	N/A
Silver Spike Acq Corp A	Q1 2021 Filed on Apr 27, 2021	47,019	N/A
CLMT Calumet Specialty Products Partners, L.P. Energy	Q4 2020 Filed on Jan 25, 2021	20,350	$2.59 - $3.84 $52.7K - $78.1K
UTMD Utah Medical Products Inc Healthcare	Q4 2020 Filed on Jan 25, 2021	7,571	$79.35 - $94.4 $601K - $715K
Mylan N V	Q4 2020 Filed on Jan 25, 2021	37,002	N/A
ROLL Rbc Bearings Inc Industrials	Q4 2020 Filed on Jan 25, 2021	24,555	$115.67 - $182.81 $2.84M - $4.49M
SPMB Spdr Ser Tr Spdr Portfolio Mor ETFs	Q4 2020 Filed on Jan 25, 2021	45,680	$26.39 - $26.62 $1.21M - $1.22M
CARA Cara Therapeutics, Inc. Healthcare	Q4 2020 Filed on Jan 25, 2021	11,714	$12.72 - $16.16 $149K - $189K
Reality Divcon Ldrs ETF	Q4 2020 Filed on Jan 25, 2021	30,256	N/A
Vereit Inc	Q4 2020 Filed on Jan 25, 2021	81,585	N/A
Dunkin Brands Grp Inc	Q4 2020 Filed on Jan 25, 2021	20,514	N/A
Unilever N V Ny Shs New	Q4 2020 Filed on Jan 25, 2021	260,371	N/A
Concho Resources Inc	Q4 2020 Filed on Jan 25, 2021	4,730	N/A
CVLY Codorus Valley Bancorp Inc Financial Services	Q4 2020 Filed on Jan 25, 2021	11,485	$12.93 - $17.24 $149K - $198K
Aarons Inc $0.50	Q4 2020 Filed on Jan 25, 2021	10,528	N/A

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