Joseph P. Lucia & Associates, LLC Flaherty & Crumrine Preferred & Income Fund Inc Transaction History

Joseph P. Lucia & Associates, LLC

$186 Million
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2021 Apr 23, 2021	SELL	$17.23 - $20.07 $10,338 - $12,042	-600 Closed	0 $0
Q4 2020 Jan 29, 2021	BUY	$16.1 - $20.81 $9,660 - $12,486	600 New	600 $11,000
Q3 2020 Oct 20, 2020	SELL	$14.08 - $16.81 $8,448 - $10,086	-600 Closed	0 $0
Q2 2020 Jul 10, 2020	SELL	$11.14 - $15.87 $3,342 - $4,761	-300 Reduced 33.33%	600 $9,000
Q4 2019 Jan 23, 2020	SELL	$15.06 - $16.34 $46,686 - $50,654	-3,100 Reduced 77.5%	900 $14,000
Q3 2019 Oct 15, 2019	SELL	$14.34 - $15.89 $5,736 - $6,356	-400 Reduced 9.09%	4,000 $60,000
Q2 2019 Jul 23, 2019	BUY	$13.25 - $15.07 $58,300 - $66,308	4,400 New	4,400 $65,000

Others Institutions Holding PFD

# of Institutions

49

Shares Held

2.6M

Call Options Held

0

Put Options Held

0

Cibc Private Wealth Group, LLC

441K
Shares

$5.16 Million
0.01% of portfolio
Sit Investment Associates Inc Minneapolis, MN

317K
Shares

$3.7 Million
0.08% of portfolio
Morgan Stanley New York, NY

252K
Shares

$2.94 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

161K
Shares

$1.88 Million
0.0% of portfolio
Ubs Group Ag

155K
Shares

$1.81 Million
0.0% of portfolio

About FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Ticker PFD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Preferred Income Fund Inc. is a closed ended equity mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity markets of the United States. It invests in the stocks of companies operating in the financials sector. The fund primarily invests in preferred securities. It ...

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