Kalos Management, Inc. Oxford Lane Capital Corp. Transaction History

Kalos Management, Inc.

$0
Q3 2023

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 Jun 21, 2022	SELL	$7.0 - $8.39 $228,536 - $273,916	-32,648 Reduced 69.32%	14,448 $104,000
Q4 2021 Feb 03, 2022	BUY	$7.28 - $8.42 $28,304 - $32,736	3,888 Added 9.0%	47,096 $385,000
Q3 2021 Nov 10, 2021	BUY	$6.97 - $7.6 $200,457 - $218,576	28,760 Added 199.06%	43,208 $354,000
Q2 2021 Aug 11, 2021	SELL	$6.29 - $7.82 $180,900 - $224,903	-28,760 Reduced 66.56%	14,448 $109,000
Q1 2021 May 13, 2021	BUY	$5.5 - $6.88 $158,180 - $197,868	28,760 Added 199.06%	43,208 $305,000

Q4 2020 Feb 11, 2021	BUY	$4.24 - $6.02 $6,881 - $9,770	1,623 Added 12.65%	14,448 $78,000
Q3 2020 Nov 12, 2020	BUY	$4.02 - $4.65 $51,556 - $59,636	12,825 New	12,825 $58,000

Others Institutions Holding OXLC

# of Institutions

102

Shares Held

12M

Call Options Held

0

Put Options Held

0

Penserra Capital Management LLC Orinda, CA

3.01M
Shares

$16.3 Million
0.19% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

1.07M
Shares

$5.79 Million
0.0% of portfolio
Morgan Stanley New York, NY

876K
Shares

$4.75 Million
0.0% of portfolio
Wedbush Securities Inc

745K
Shares

$4.04 Million
0.14% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

701K
Shares

$3.8 Million
0.01% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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