Ken Fisher CATHAY FINANCIAL-144A GDR Transaction History

Fisher Asset Management, LLC

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2019 Oct 29, 2019	SELL	N/A	-169,211 Closed	0 $0
Q1 2019 Apr 22, 2019	SELL	N/A	-49,467 Reduced 22.62%	169,211 $2.47 Million
Q4 2018 Jan 25, 2019	SELL	N/A	-135,199 Reduced 38.21%	218,678 $3.36 Million
Q3 2018 Oct 24, 2018	SELL	N/A	-444,463 Reduced 55.67%	353,877 $6.1 Million
Q2 2018 Jul 09, 2018	BUY	N/A	146,236 Added 22.43%	798,340 $14.1 Million
Q1 2018 May 11, 2018	SELL	N/A	-106,748 Reduced 14.07%	652,104 $11.6 Million
Q1 2018 Apr 19, 2018	BUY	N/A	106,748 Added 16.37%	758,852 $13.5 Million
Q3 2017 Oct 17, 2017	BUY	N/A	652,104	652,104 $10.4 Million

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