Kovack Advisors, Inc. Hercules Capital, Inc. Transaction History

Kovack Advisors, Inc.

$985 Million
Q4 2024

20 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Feb 02, 2024	BUY	$15.09 - $16.93 $277,535 - $311,376	18,392 Added 69.29%	44,936 $749,000
Q3 2023 Oct 19, 2023	BUY	$14.86 - $18.02 $4,101 - $4,973	276 Added 1.05%	26,544 $435,000
Q2 2023 Jul 21, 2023	SELL	$12.38 - $15.08 $5,880 - $7,163	-475 Reduced 1.78%	26,268 $388,000
Q1 2023 Apr 20, 2023	SELL	$11.56 - $16.24 $77,613 - $109,035	-6,714 Reduced 20.07%	26,743 $344,000
Q4 2022 Feb 22, 2023	BUY	$11.59 - $14.93 $28,210 - $36,339	2,434 Added 7.85%	33,457 $442,000
Q3 2022 Nov 14, 2022	BUY	$11.45 - $25.47 $11,472 - $25,520	1,002 Added 3.34%	31,023 $359,000
Q2 2022 Aug 10, 2022	BUY	$12.82 - $18.91 $33,306 - $49,128	2,598 Added 9.47%	30,021 $405,000
Q1 2022 May 16, 2022	BUY	$16.56 - $18.23 $60,477 - $66,575	3,652 Added 15.36%	27,423 $495,000
Q4 2021 Jan 18, 2022	SELL	$16.14 - $18.07 $15,123 - $16,931	-937 Reduced 3.79%	23,771 $394,000
Q3 2021 Nov 03, 2021	BUY	$16.5 - $17.56 $7,128 - $7,585	432 Added 1.78%	24,708 $410,000
Q2 2021 Jul 29, 2021	BUY	$15.98 - $17.66 $3,835 - $4,238	240 Added 1.0%	24,276 $414,000
Q1 2021 May 04, 2021	BUY	$14.21 - $16.6 $11,126 - $12,997	783 Added 3.37%	24,036 $385,000
Q4 2020 Jan 14, 2021	BUY	$11.13 - $14.42 $38,276 - $49,590	3,439 Added 17.36%	23,253 $335,000
Q3 2020 Nov 02, 2020	BUY	$10.02 - $11.97 $16,021 - $19,140	1,599 Added 8.78%	19,814 $229,000
Q2 2020 Jul 31, 2020	BUY	$6.64 - $11.83 $16,301 - $29,042	2,455 Added 15.58%	18,215 $191,000
Q1 2020 Apr 30, 2020	SELL	$6.81 - $15.99 $5,836 - $13,703	-857 Reduced 5.16%	15,760 $120,000
Q4 2019 Jan 29, 2020	BUY	$12.98 - $14.44 $41,367 - $46,020	3,187 Added 23.73%	16,617 $233,000
Q3 2019 Oct 31, 2019	BUY	$12.66 - $13.44 $12,811 - $13,601	1,012 Added 8.15%	13,430 $180,000
Q2 2019 Aug 14, 2019	BUY	$12.57 - $13.75 $29,677 - $32,463	2,361 Added 23.48%	12,418 $159,000
Q1 2019 May 03, 2019	BUY	$11.23 - $14.04 $112,940 - $141,200	10,057 New	10,057 $127,000

Others Institutions Holding HTGC

# of Institutions

368

Shares Held

39.4M

Call Options Held

616K

Put Options Held

640K

Van Eck Associates Corp

3.44M
Shares

$63.6 Million
0.09% of portfolio
Sound Income Strategies, LLC

2.82M
Shares

$52.1 Million
3.86% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

1.41M
Shares

$26 Million
0.07% of portfolio
Morgan Stanley New York, NY

1.28M
Shares

$23.7 Million
0.0% of portfolio
Legal & General Group PLC London, X0

1.08M
Shares

$20 Million
0.01% of portfolio

View Full List

About Hercules Capital, Inc.

Ticker HTGC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 127,239,000
Market Cap $2.36B
Description
Hercules Capital, Inc. is a business development company. The firm specializing in providing venture debt, debt, senior secured loans, and growth capital to privately held venture capital-backed companies at all stages of development from startups, to expansion stage including select publicly listed companies and select special opportunity lower...

More about HTGC

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