Kovack Advisors, Inc. Oxford Lane Capital Corp. Transaction History

Kovack Advisors, Inc.

$818 Million
Q1 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Oct 19, 2023	BUY	$4.85 - $5.65 $1,741 - $2,028	359 Added 2.77%	13,297 $66,000
Q2 2023 Jul 21, 2023	SELL	$4.8 - $5.32 $9,600 - $10,640	-2,000 Reduced 13.39%	12,938 $62,000
Q1 2023 Apr 20, 2023	BUY	$5.04 - $6.21 $75,287 - $92,764	14,938 New	14,938 $78,000
Q2 2022 Aug 10, 2022	SELL	$5.55 - $7.26 $112,615 - $147,312	-20,291 Closed	0 $0
Q1 2022 May 16, 2022	BUY	$7.0 - $8.39 $142,037 - $170,241	20,291 New	20,291 $146,000

Q4 2020 Jan 14, 2021	SELL	$4.24 - $6.02 $55,009 - $78,103	-12,974 Closed	0 $0
Q3 2020 Nov 02, 2020	BUY	$4.02 - $4.65 $52,155 - $60,329	12,974 New	12,974 $57,000
Q1 2019 May 03, 2019	SELL	$9.7 - $10.45 $98,678 - $106,307	-10,173 Closed	0 $0
Q4 2018 Feb 06, 2019	BUY	$8.21 - $11.0 $83,520 - $111,903	10,173 New	10,173 $99,000
Q3 2018 Oct 09, 2018	SELL	$10.51 - $11.46 $275,130 - $299,999	-26,178 Closed	0 $0
Q2 2018 Aug 01, 2018	BUY	$10.2 - $11.56 $26,162 - $29,651	2,565 Added 10.86%	26,178 $273,000
Q1 2018 May 15, 2018	BUY	$9.45 - $10.49 $223,142 - $247,700	23,613 New	23,613 $239,000

Others Institutions Holding OXLC

# of Institutions

102

Shares Held

12M

Call Options Held

0

Put Options Held

0

Penserra Capital Management LLC Orinda, CA

3.01M
Shares

$16.4 Million
0.19% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

1.07M
Shares

$5.82 Million
0.0% of portfolio
Morgan Stanley New York, NY

876K
Shares

$4.78 Million
0.0% of portfolio
Wedbush Securities Inc

745K
Shares

$4.06 Million
0.14% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

701K
Shares

$3.82 Million
0.01% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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