Laurel Wealth Advisors, Inc. Liberty All Star Equity Fund Transaction History

Laurel Wealth Advisors, Inc.

$1.01 Billion
Q4 2022

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$7.88 - $9.21 $353,615 - $413,298	-44,875 Closed	0 $0
Q3 2021 Nov 12, 2021	BUY	$8.29 - $9.19 $372,013 - $412,401	44,875 New	44,875 $386,000
Q2 2019 Aug 13, 2019	SELL	$5.92 - $6.44 $88,119 - $95,859	-14,885 Closed	0 $0
Q1 2019 May 16, 2019	SELL	$5.28 - $6.17 $150,738 - $176,147	-28,549 Reduced 65.73%	14,885 $91,000
Q4 2018 Feb 13, 2019	BUY	$4.95 - $6.83 $114,295 - $157,704	23,090 Added 113.5%	43,434 $233,000
Q3 2018 Nov 15, 2018	BUY	$6.44 - $6.85 $6,601 - $7,021	1,025 Added 5.31%	20,344 $138,000
Q1 2018 May 16, 2018	BUY	$6.02 - $6.77 $116,300 - $130,789	19,319 New	19,319 $118,000
Q4 2017 Feb 15, 2018	SELL	$5.95 - $6.3 $114,501 - $121,237	-19,244 Closed	0 $0
Q2 2017 Aug 15, 2017	BUY	N/A	19,244	19,244 $108,000

Others Institutions Holding USA

# of Institutions

193

Shares Held

29.9M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

3.54M
Shares

$25.2 Million
0.01% of portfolio
Morgan Stanley New York, NY

3.04M
Shares

$21.7 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

1.68M
Shares

$12 Million
0.01% of portfolio
Bensler, LLC Bellevue, WA

1.62M
Shares

$11.5 Million
1.45% of portfolio
Ameriprise Financial Inc Minneapolis, MN

1.49M
Shares

$10.6 Million
0.0% of portfolio

About LIBERTY ALL STAR EQUITY FUND

Ticker USA
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All Star Equity Fund is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. The fund is co-managed by Aristotle Capital Management, LLC, Pzena Investment Management, LLC, Delaware Investments Fund Advisers, Sustainable Growth Advisers, LP, and TCW Investment Management Company. It invests in the public equity ma...

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