|
Q3 2018
Filed on Oct 24, 2018
|
200
|
N/A
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
250
|
N/A
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
78
|
$80.77 - $104.93
$6.3K - $8.18K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
52
|
$32.32 - $40.47
$1.68K - $2.1K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
400
|
N/A
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
500
|
$28.1 - $30.95
$14.1K - $15.5K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
5,600
|
$30.57 - $37.4
$171K - $209K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
10
|
$24.27 - $29.42
$243 - $294
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
250
|
N/A
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
43
|
$119.18 - $134.98
$5.12K - $5.8K
|
|
Energy Transfer Partners L.P.
|
Q3 2018
Filed on Oct 24, 2018
|
3,000
|
N/A
|
|
First Trust Emerg Mkts Strength Port 34 Uit
|
Q3 2018
Filed on Oct 24, 2018
|
1,090
|
N/A
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
600
|
$23.28 - $27.33
$14K - $16.4K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
234
|
$102.95 - $110.58
$24.1K - $25.9K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
10
|
$41.91 - $45.31
$419 - $453
|
|
First Trust Rich Bernstein Qual Inc Port Uit
|
Q3 2018
Filed on Oct 24, 2018
|
2,863
|
N/A
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
410
|
$39.59 - $41.78
$16.2K - $17.1K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
50
|
$41.0 - $45.44
$2.05K - $2.27K
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
445
|
N/A
|
|
First Trust Intl Cap Strength Port 32 Uit
|
Q3 2018
Filed on Oct 24, 2018
|
1,802
|
N/A
|
|
|
Q3 2018
Filed on Oct 24, 2018
|
333
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
50
|
$108.67 - $137.49
$5.43K - $6.87K
|
|
Guggenheim Bulletshs 2019 Hi Yld Corp ETF
|
Q2 2018
Filed on Jul 11, 2018
|
800
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
20
|
$80.75 - $103.6
$1.62K - $2.07K
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
135
|
$32.5 - $37.14
$4.39K - $5.01K
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
30
|
$76.71 - $99.99
$2.3K - $3K
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
11,130
|
$7.95 - $10.05
$88.5K - $112K
|
|
Powershares Db Commodity Index ETF
|
Q2 2018
Filed on Jul 11, 2018
|
1,150
|
N/A
|
|
Clearbridge Appreciation Fund
|
Q2 2018
Filed on Jul 11, 2018
|
1,206
|
N/A
|
|
Clearbridge Aggressive Growth Fund I
|
Q2 2018
Filed on Jul 11, 2018
|
198
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
1,688
|
$84.07 - $108.87
$142K - $184K
|
|
Guggenheim Bulletshs 2020 Corp Bond ETF
|
Q2 2018
Filed on Jul 11, 2018
|
5,000
|
N/A
|
|
California Resources Corp
|
Q2 2018
Filed on Jul 11, 2018
|
17
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
50
|
$40.52 - $58.92
$2.03K - $2.95K
|
|
Fidelity Adv New Insights Fund Cl Z
|
Q2 2018
Filed on Jul 11, 2018
|
2,764
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
20
|
$99.13 - $109.97
$1.98K - $2.2K
|
|
Vanguard Long Term Inv Grade Fund
|
Q2 2018
Filed on Jul 11, 2018
|
9,500
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
775
|
$67.38 - $85.79
$52.2K - $66.5K
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
1,900
|
$11.5 - $11.77
$21.9K - $22.4K
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
3,046
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
187
|
$37.88 - $45.55
$7.08K - $8.52K
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
22,762
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
129
|
$38.69 - $44.42
$4.99K - $5.73K
|
|
Guggenheim Bulletshs 2018 Corp Bond ETF
|
Q2 2018
Filed on Jul 11, 2018
|
33,800
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
251
|
N/A
|
|
Guggenheim Bulletshs 2021 Corp Bond ETF
|
Q2 2018
Filed on Jul 11, 2018
|
299
|
N/A
|
|
|
Q2 2018
Filed on Jul 11, 2018
|
113
|
$50.59 - $67.82
$5.72K - $7.66K
|
|
Powershares Cleantech Portfolio ETF
|
Q2 2018
Filed on Jul 11, 2018
|
8,715
|
N/A
|
|
Powershares Ftse Rafi Us1500 Sm/Mid ETF
|
Q2 2018
Filed on Jul 11, 2018
|
250
|
N/A
|
|
Powershares Water Resources Port ETF
|
Q2 2018
Filed on Jul 11, 2018
|
16,025
|
N/A
|
|