Level Four Advisory Services, LLC Sumitomo Mitsui Financial Group, Inc. Transaction History

Level Four Advisory Services, LLC

$2.3 Billion
Q3 2024

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2021 Oct 12, 2021	SELL	$6.6 - $7.48 $1.28 Million - $1.46 Million	-194,590 Closed	0 $0
Q2 2021 Aug 09, 2021	BUY	$6.88 - $7.44 $98,280 - $106,280	14,285 Added 7.92%	194,590 $1.34 Million
Q1 2021 May 10, 2021	BUY	$6.1 - $7.88 $781,586 - $1.01 Million	128,129 Added 245.57%	180,305 $1.31 Million
Q4 2020 Feb 10, 2021	SELL	$5.4 - $6.23 $522,001 - $602,235	-96,667 Reduced 64.95%	52,176 $322,000
Q3 2020 Nov 02, 2020	SELL	$5.35 - $5.95 $155,850 - $173,329	-29,131 Reduced 16.37%	148,843 $832,000
Q2 2020 Aug 17, 2020	BUY	$4.63 - $6.37 $739,836 - $1.02 Million	159,792 Added 878.85%	177,974 $1 Million
Q2 2020 Jul 27, 2020	SELL	$4.63 - $6.37 $729,692 - $1 Million	-157,601 Reduced 89.66%	18,182 $102,000
Q1 2020 May 13, 2020	BUY	$4.61 - $7.47 $32,684 - $52,962	7,090 Added 4.2%	175,783 $840,000
Q4 2019 Feb 13, 2020	BUY	$6.72 - $7.53 $154,116 - $172,693	22,934 Added 15.73%	168,693 $9.49 Million
Q3 2019 Nov 12, 2019	BUY	$6.36 - $7.15 $44,704 - $50,257	7,029 Added 5.07%	145,759 $996,000
Q2 2019 Aug 14, 2019	BUY	$6.83 - $7.32 $5,689 - $6,097	833 Added 0.6%	138,730 $979,000
Q1 2019 May 15, 2019	BUY	$6.62 - $7.44 $148,724 - $167,147	22,466 Added 19.46%	137,897 $969,000
Q4 2018 Feb 08, 2019	SELL	$6.36 - $8.29 $7,651 - $9,972	-1,203 Reduced 1.03%	115,431 $751,000
Q3 2018 Nov 14, 2018	BUY	$7.6 - $8.42 $243,032 - $269,254	31,978 Added 37.77%	116,634 $937,000
Q2 2018 Aug 14, 2018	BUY	$7.73 - $8.61 $10,713 - $11,933	1,386 Added 1.66%	84,656 $658,000
Q1 2018 May 14, 2018	BUY	$8.35 - $9.6 $21,785 - $25,046	2,609 Added 3.23%	83,270 $708,000
Q4 2017 Feb 13, 2018	SELL	$7.68 - $8.82 $54,973 - $63,133	-7,158 Reduced 8.15%	80,661 $701,000
Q3 2017 Apr 03, 2018	BUY	$7.35 - $7.96 $7,835 - $8,485	1,066 Added 1.23%	87,819 $677,000
Q3 2017 Nov 15, 2017	BUY	$7.35 - $7.96 $438,449 - $474,837	59,653 Added 220.12%	86,753 $670,000
Q2 2017 Sep 20, 2017	SELL	N/A	-23,663 Reduced 46.61%	27,100 $191,000
Q1 2017 Sep 20, 2017	BUY	N/A	50,763	50,763 $363,000

Others Institutions Holding SMFG

# of Institutions

351

Shares Held

87.9M

Call Options Held

3.54M

Put Options Held

7.5K

Morgan Stanley New York, NY

16.3M
Shares

$233 Million
0.02% of portfolio
Goldman Sachs Group Inc New York, NY

11.2M
Shares

$160 Million
0.02% of portfolio
Black Rock Inc. New York, NY

6.83M
Shares

$97.5 Million
0.0% of portfolio
Clark Capital Management Group, Inc. Philadelphia, PA

5.03M
Shares

$71.8 Million
0.45% of portfolio
Wells Fargo & Company San Francisco, CA

3.28M
Shares

$46.8 Million
0.01% of portfolio

View Full List

About SUMITOMO MITSUI FINANCIAL GROUP, INC.

Ticker SMFG
Exchange OTC
Sector Financial Services
Industry Banks—Diversified
Shares Outstandng 6,856,130,048
Market Cap $97.9B
Description
Sumitomo Mitsui Financial Group, Inc., together with its subsidiaries, provides commercial banking, leasing, securities, consumer finance, and other services in Japan, the Americas, Europe, the Middle East, Asia, and Oceania. It operates through four segments: Wholesale Business Unit, Retail Business Unit, Global Business Unit, and Global Market...

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