Lpl Financial LLC Nuveen Short Duration Credit Opportunities Fund Transaction History

Lpl Financial LLC

$218 Billion
Q3 2024

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Jul 31, 2023	BUY	$11.15 - $11.95 $495,427 - $530,974	44,433 Added 65.38%	112,391 $1.3 Million
Q1 2023 May 10, 2023	BUY	$11.4 - $12.61 $30,905 - $34,185	2,711 Added 4.15%	67,958 $797,000
Q4 2022 Feb 07, 2023	SELL	$11.59 - $12.45 $45,282 - $48,642	-3,907 Reduced 5.65%	65,247 $773,000
Q3 2022 Nov 14, 2022	SELL	$11.78 - $13.06 $9,459 - $10,487	-803 Reduced 1.15%	69,154 $818,000
Q2 2022 Aug 12, 2022	SELL	$11.92 - $14.52 $67,920 - $82,734	-5,698 Reduced 7.53%	69,957 $842,000
Q1 2022 May 16, 2022	BUY	$13.48 - $15.37 $87,903 - $100,227	6,521 Added 9.43%	75,655 $1.08 Million
Q4 2021 Feb 14, 2022	SELL	$14.42 - $15.39 $39,063 - $41,691	-2,709 Reduced 3.77%	69,134 $1.02 Million
Q3 2021 Nov 15, 2021	SELL	$14.21 - $15.33 $173,930 - $187,639	-12,240 Reduced 14.56%	71,843 $1.09 Million
Q2 2021 Aug 13, 2021	SELL	$14.14 - $14.99 $154,931 - $164,245	-10,957 Reduced 11.53%	84,083 $1.26 Million
Q1 2021 May 14, 2021	SELL	$13.32 - $14.23 $355,377 - $379,656	-26,680 Reduced 21.92%	95,040 $1.34 Million
Q4 2020 Feb 12, 2021	SELL	$11.88 - $13.37 $157,219 - $176,938	-13,234 Reduced 9.81%	121,720 $1.63 Million
Q3 2020 Nov 09, 2020	SELL	$11.55 - $12.49 $63,432 - $68,595	-5,492 Reduced 3.91%	134,954 $1.67 Million
Q2 2020 Aug 13, 2020	BUY	$10.34 - $12.24 $1.31 Million - $1.56 Million	127,085 Added 951.16%	140,446 $1.66 Million
Q1 2020 May 14, 2020	BUY	$8.42 - $15.52 $112,499 - $207,362	13,361 New	13,361 $145,000
Q3 2019 Nov 13, 2019	SELL	$14.94 - $15.59 $360,098 - $375,765	-24,103 Closed	0 $0
Q2 2019 Aug 09, 2019	SELL	$15.17 - $16.06 $107,843 - $114,170	-7,109 Reduced 22.78%	24,103 $382,000
Q1 2019 May 08, 2019	SELL	$14.55 - $16.15 $16,005 - $17,765	-1,100 Reduced 3.4%	31,212 $485,000
Q4 2018 Feb 07, 2019	SELL	$13.7 - $17.2 $405,780 - $509,446	-29,619 Reduced 47.83%	32,312 $463,000
Q3 2018 Nov 14, 2018	SELL	$16.58 - $17.5 $60,318 - $63,665	-3,638 Reduced 5.55%	61,931 $1.06 Million
Q2 2018 Aug 14, 2018	BUY	$16.76 - $17.59 $90,671 - $95,161	5,410 Added 8.99%	65,569 $1.12 Million
Q1 2018 May 15, 2018	BUY	$16.53 - $17.31 $192,855 - $201,955	11,667 Added 24.06%	60,159 $1.02 Million
Q4 2017 Feb 14, 2018	BUY	$16.54 - $17.65 $192,112 - $205,004	11,615 Added 31.5%	48,492 $806,000
Q3 2017 Nov 14, 2017	BUY	$16.95 - $17.83 $84 - $89	5 Added 0.01%	36,877 $641,000
Q2 2017 Aug 14, 2017	BUY	N/A	36,872	36,872 $644,000

Others Institutions Holding JSD

# of Institutions

Shares Held

10.3K

Call Options Held

Put Options Held

Hightower 6 M Holding, LLC

10.3K
Shares

$0
0.01% of portfolio

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About Nuveen Short Duration Credit Opportunities Fund

Ticker JSD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Short Duration Credit Opportunities Fund is a fund launched and managed by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors, Inc. and Symphony Asset Management LLC. It invests in fixed income markets. Nuveen Short Duration Credit Opportunities Fund is domiciled in United States.

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