Lpl Financial LLC Nuveen Senior Income Fund Transaction History

Lpl Financial LLC

$218 Billion
Q3 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Jul 31, 2023	BUY	$4.43 - $4.7 $308,886 - $327,712	69,726 Added 58.57%	188,776 $864,000
Q1 2023 May 10, 2023	SELL	$4.45 - $4.99 $2,803 - $3,143	-630 Reduced 0.53%	119,050 $548,000
Q4 2022 Feb 07, 2023	BUY	$4.56 - $4.91 $55,645 - $59,916	12,203 Added 11.35%	119,680 $549,000
Q3 2022 Nov 14, 2022	BUY	$4.66 - $5.19 $1,281 - $1,427	275 Added 0.26%	107,477 $502,000
Q2 2022 Aug 12, 2022	BUY	$4.7 - $5.81 $944 - $1,167	201 Added 0.19%	107,202 $513,000
Q1 2022 May 16, 2022	BUY	$5.32 - $6.08 $202,404 - $231,319	38,046 Added 55.18%	107,001 $607,000
Q4 2021 Feb 14, 2022	BUY	$5.72 - $6.08 $167,390 - $177,925	29,264 Added 73.73%	68,955 $407,000
Q3 2021 Nov 15, 2021	BUY	$5.69 - $5.94 $46,089 - $48,114	8,100 Added 25.64%	39,691 $232,000
Q2 2021 Aug 13, 2021	BUY	$5.56 - $5.92 $22,512 - $23,970	4,049 Added 14.7%	31,591 $187,000
Q1 2021 May 14, 2021	BUY	$5.18 - $5.66 $34,312 - $37,491	6,624 Added 31.67%	27,542 $155,000
Q4 2020 Feb 12, 2021	BUY	$4.67 - $5.24 $5,818 - $6,529	1,246 Added 6.33%	20,918 $109,000
Q3 2020 Nov 09, 2020	SELL	$4.59 - $5.0 $44,316 - $48,275	-9,655 Reduced 32.92%	19,672 $95,000
Q2 2020 Aug 13, 2020	SELL	$4.16 - $4.86 $19,760 - $23,085	-4,750 Reduced 13.94%	29,327 $138,000
Q1 2020 May 14, 2020	BUY	$3.46 - $6.14 $913 - $1,620	264 Added 0.78%	34,077 $151,000
Q4 2019 Feb 14, 2020	BUY	$5.62 - $5.99 $109,651 - $116,870	19,511 Added 136.42%	33,813 $202,000
Q3 2019 Nov 13, 2019	SELL	$5.63 - $5.91 $62,335 - $65,435	-11,072 Reduced 43.64%	14,302 $83,000
Q2 2019 Aug 09, 2019	SELL	$5.76 - $6.01 $18,489 - $19,292	-3,210 Reduced 11.23%	25,374 $150,000
Q1 2019 May 08, 2019	SELL	$5.57 - $6.02 $5,798 - $6,266	-1,041 Reduced 3.51%	28,584 $166,000
Q4 2018 Feb 07, 2019	SELL	$5.34 - $6.19 $123,797 - $143,502	-23,183 Reduced 43.9%	29,625 $163,000
Q3 2018 Nov 14, 2018	SELL	$6.05 - $6.23 $76,211 - $78,479	-12,597 Reduced 19.26%	52,808 $325,000
Q2 2018 Aug 14, 2018	BUY	$6.23 - $6.63 $286 - $304	46 Added 0.07%	65,405 $407,000
Q1 2018 May 15, 2018	BUY	$6.31 - $6.56 $78,464 - $81,573	12,435 Added 23.5%	65,359 $428,000
Q4 2017 Feb 14, 2018	SELL	$6.35 - $6.81 $29,908 - $32,075	-4,710 Reduced 8.17%	52,924 $345,000
Q3 2017 Nov 14, 2017	SELL	$6.53 - $6.76 $126,146 - $130,589	-19,318 Reduced 25.1%	57,634 $386,000
Q2 2017 Aug 14, 2017	BUY	N/A	76,952	76,952 $525,000

Others Institutions Holding NSL

# of Institutions

Shares Held

37.5K

Call Options Held

Put Options Held

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About NUVEEN SENIOR INCOME FUND

Ticker NSL
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Senior Income Fund is a closed ended fixed income mutual fund launched by Nuveen Investments, Inc. It is managed by Symphony Asset Management LLC. The fund invests in fixed income markets of the United States. It primarily invests in adjustable rate U.S dollar-denominated secured Senior Loans. Nuveen Senior Income Fund was formed on Octob...

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