Lpl Financial LLC Pimco California Municipal Income Fund Iii Transaction History

Lpl Financial LLC

$196 Billion
Q2 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 10, 2024	BUY	$7.11 - $7.82 $98,437 - $108,267	13,845 New	13,845 $105,000
Q4 2021 Feb 14, 2022	SELL	$10.65 - $11.19 $129,621 - $136,193	-12,171 Closed	0 $0
Q3 2021 Nov 15, 2021	SELL	$10.99 - $11.74 $346,185 - $369,810	-31,500 Reduced 72.13%	12,171 $134,000
Q4 2020 Feb 12, 2021	BUY	$9.94 - $10.81 $79,619 - $86,588	8,010 Added 22.46%	43,671 $448,000
Q3 2020 Nov 09, 2020	BUY	$10.1 - $11.12 $111 - $122	11 Added 0.03%	35,661 $379,000
Q2 2020 Aug 13, 2020	BUY	$9.21 - $10.2 $460 - $509	50 Added 0.14%	35,650 $358,000
Q4 2019 Feb 14, 2020	BUY	$11.2 - $11.64 $17,920 - $18,624	1,600 Added 4.71%	35,600 $406,000
Q3 2019 Nov 13, 2019	SELL	$10.58 - $11.52 $5,290 - $5,760	-500 Reduced 1.45%	34,000 $381,000
Q2 2019 Aug 09, 2019	SELL	$10.27 - $11.18 $8,216 - $8,944	-800 Reduced 2.27%	34,500 $386,000
Q1 2019 May 08, 2019	SELL	$9.74 - $11.09 $17,083 - $19,451	-1,754 Reduced 4.73%	35,300 $389,000
Q4 2018 Feb 07, 2019	SELL	$9.33 - $10.19 $16,756 - $18,301	-1,796 Reduced 4.62%	37,054 $353,000
Q2 2018 Aug 14, 2018	BUY	$9.58 - $10.37 $23,950 - $25,924	2,500 Added 6.88%	38,850 $403,000
Q1 2018 May 15, 2018	SELL	$9.55 - $10.69 $24,199 - $27,088	-2,534 Reduced 6.52%	36,350 $351,000
Q4 2017 Feb 14, 2018	SELL	$10.17 - $10.92 $2,105 - $2,260	-207 Reduced 0.53%	38,884 $406,000
Q3 2017 Nov 14, 2017	SELL	$10.77 - $11.05 $10,306 - $10,574	-957 Reduced 2.39%	39,091 $426,000
Q2 2017 Aug 14, 2017	BUY	N/A	40,048	40,048 $506,000

Others Institutions Holding PZC

# of Institutions

27

Shares Held

2.6M

Call Options Held

0

Put Options Held

0

Guggenheim Capital LLC Chicago, IL

517K
Shares

$3.91 Million
0.03% of portfolio
Advisors Asset Management, Inc. Monument, CO

516K
Shares

$3.9 Million
0.07% of portfolio
Hennion & Walsh Asset Management, Inc.

395K
Shares

$2.99 Million
0.15% of portfolio
Ubs Group Ag

312K
Shares

$2.36 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

118K
Shares

$889,042
0.04% of portfolio

About PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Ticker PZC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PIMCO California Municipal Income Fund III is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. It is co-managed by Pacific Investment Management Company LLC. The fund invests in fixed income markets. It seeks to invest in stocks of companies operating across diversified sectors. Its in...

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