Lpl Financial LLC Stellus Capital Investment Corp Transaction History

Lpl Financial LLC

$218 Billion
Q3 2024

A detailed history of Lpl Financial LLC transactions in Stellus Capital Investment Corp stock. As of the latest transaction made, Lpl Financial LLC holds 57,323 shares of SCM stock, worth $791,630. This represents 0.0% of its overall portfolio holdings.

Number of Shares

57,323

Previous 78,715 27.18%

Holding current value

$791,630

Previous $1.08 Million 27.41%

% of portfolio

0.0%

Previous 0.0%

23 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Nov 08, 2024	SELL	$13.39 - $14.41 $286,438 - $308,258	-21,392 Reduced 27.18%	57,323 $784,000
Q2 2024 Aug 07, 2024	BUY	$12.97 - $14.35 $25,239 - $27,925	1,946 Added 2.53%	78,715 $1.08 Million
Q1 2024 May 10, 2024	BUY	$12.56 - $13.48 $788,227 - $845,964	62,757 Added 447.88%	76,769 $1 Million
Q4 2023 Feb 14, 2024	BUY	$12.34 - $13.73 $26,827 - $29,849	2,174 Added 18.36%	14,012 $180,000
Q3 2023 Nov 13, 2023	BUY	$13.6 - $15.27 $16,564 - $18,598	1,218 Added 11.47%	11,838 $160,000
Q2 2023 Jul 31, 2023	SELL	$13.64 - $15.0 $51,327 - $56,445	-3,763 Reduced 26.16%	10,620 $149,000
Q1 2023 May 10, 2023	BUY	$13.14 - $15.97 $40,773 - $49,554	3,103 Added 27.51%	14,383 $202,000
Q4 2022 Feb 07, 2023	SELL	$11.98 - $13.96 $12,411 - $14,462	-1,036 Reduced 8.41%	11,280 $149,000
Q3 2022 Nov 14, 2022	BUY	$11.44 - $14.08 $7,024 - $8,645	614 Added 5.25%	12,316 $147,000
Q2 2022 Aug 12, 2022	SELL	$11.13 - $14.2 $10,195 - $13,007	-916 Reduced 7.26%	11,702 $130,000
Q1 2022 May 16, 2022	BUY	$13.08 - $14.15 $235 - $254	18 Added 0.14%	12,618 $175,000
Q4 2021 Feb 14, 2022	BUY	$12.38 - $14.65 $10,287 - $12,174	831 Added 7.06%	12,600 $164,000
Q3 2021 Nov 15, 2021	SELL	$12.45 - $13.61 $10,196 - $11,146	-819 Reduced 6.51%	11,769 $154,000
Q2 2021 Aug 13, 2021	SELL	$12.4 - $13.66 $25,928 - $28,563	-2,091 Reduced 14.24%	12,588 $158,000
Q1 2021 May 14, 2021	BUY	$10.18 - $12.7 $5,313 - $6,629	522 Added 3.69%	14,679 $186,000
Q4 2020 Feb 12, 2021	SELL	$8.04 - $12.07 $1,599 - $2,401	-199 Reduced 1.39%	14,157 $154,000
Q3 2020 Nov 09, 2020	SELL	$7.22 - $8.94 $232,917 - $288,404	-32,260 Reduced 69.2%	14,356 $125,000
Q2 2020 Aug 13, 2020	BUY	$5.58 - $8.75 $63,589 - $99,715	11,396 Added 32.36%	46,616 $339,000
Q1 2020 May 14, 2020	BUY	$5.06 - $15.03 $33,259 - $98,792	6,573 Added 22.94%	35,220 $257,000
Q4 2019 Feb 14, 2020	BUY	$13.02 - $14.46 $199,140 - $221,165	15,295 Added 114.55%	28,647 $408,000
Q3 2019 Nov 13, 2019	BUY	$12.8 - $14.62 $170,905 - $195,206	13,352 New	13,352 $182,000
Q4 2018 Feb 07, 2019	SELL	$11.91 - $13.65 $142,562 - $163,390	-11,970 Closed	0 $0
Q1 2018 May 15, 2018	BUY	$11.34 - $13.0 $135,739 - $155,610	11,970 New	11,970 $138,000

Others Institutions Holding SCM

# of Institutions

Shares Held

3.21M

Call Options Held

64.9K

Put Options Held

2.7K

View Full List

About Stellus Capital Investment Corp

Ticker SCM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 19,545,935
Market Cap $270M
Description
Stellus Capital Investment Corporation is a business development company specializing in investments in private middle-market companies. It invests through first lien, second lien, unitranche, and mezzanine debt financing, often with a corresponding equity investment. The fund prefers to invest in US and Canada. The fund seeks to invest in compa...

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Lpl Financial LLC Stellus Capital Investment Corp Transaction History