Lpl Financial LLC Suro Capital Corp. Transaction History

Lpl Financial LLC

$218 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Jul 31, 2023	BUY	$3.19 - $3.93 $47,706 - $58,773	14,955 New	14,955 $47,000
Q2 2022 Aug 12, 2022	SELL	$6.33 - $8.94 $462 - $652	-73 Reduced 0.67%	10,743 $69,000
Q1 2022 May 16, 2022	SELL	$8.27 - $13.36 $22,163 - $35,804	-2,680 Reduced 19.86%	10,816 $93,000
Q4 2021 Feb 14, 2022	BUY	$11.41 - $15.6 $153,989 - $210,537	13,496 New	13,496 $175,000
Q4 2020 Feb 12, 2021	SELL	$8.16 - $13.29 $244,024 - $397,437	-29,905 Closed	0 $0
Q3 2020 Nov 09, 2020	BUY	$8.63 - $14.31 $76,936 - $127,573	8,915 Added 42.47%	29,905 $324,000
Q2 2020 Aug 13, 2020	BUY	$5.31 - $9.19 $111,456 - $192,898	20,990 New	20,990 $178,000

Others Institutions Holding SSSS

# of Institutions

50

Shares Held

4.47M

Call Options Held

10.6K

Put Options Held

57.6K

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.09M
Shares

$6.47 Million
1.46% of portfolio
Gabelli Funds LLC Rye, NY

953K
Shares

$5.66 Million
0.03% of portfolio
Needham Investment Management LLC New York, NY

382K
Shares

$2.27 Million
0.13% of portfolio
Mgo One Seven LLC Beachwood, OH

284K
Shares

$1.69 Million
0.05% of portfolio
Deuterium Capital Management, LLC

265K
Shares

$1.58 Million
2.25% of portfolio

About SURO CAPITAL CORP.

Ticker SSSS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 28,333,700
Market Cap $168M
Description
SuRo Capital Corp. is a business development company. The firm seeks to invest in growing, late stage, venture capital-backed private companies. SuRo Capital Corp. was founded in 2010 and is based in San Francisco, California.

More about SSSS

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Lpl Financial LLC, based on Form 13F filings with the SEC.

News

Stay updated on Lpl Financial LLC with notifications on news.