Lpl Financial LLC Vertical Capital Income Fund Transaction History

Lpl Financial LLC

$218 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 07, 2024	BUY	N/A	1,732 Added 15.9%	12,622 $103,000
Q1 2024 May 10, 2024	BUY	N/A	10,890 New	10,890 $89,000
Q2 2023 Jul 31, 2023	SELL	$9.7 - $10.04 $28,459 - $29,457	-2,934 Reduced 19.54%	12,085 $120,000
Q1 2023 May 10, 2023	SELL	$8.61 - $10.1 $21,525 - $25,250	-2,500 Reduced 14.27%	15,019 $147,000
Q4 2022 Feb 07, 2023	BUY	$8.55 - $9.53 $59,850 - $66,710	7,000 Added 66.55%	17,519 $152,000
Q3 2022 Nov 14, 2022	BUY	$9.27 - $9.75 $97,511 - $102,560	10,519 New	10,519 $94,000
Q2 2021 Aug 13, 2021	SELL	$10.18 - $10.9 $334,647 - $358,315	-32,873 Closed	0 $0
Q1 2021 May 14, 2021	SELL	$9.84 - $10.49 $111,939 - $119,334	-11,376 Reduced 25.71%	32,873 $339,000
Q4 2020 Feb 12, 2021	BUY	$9.64 - $10.21 $73,427 - $77,769	7,617 Added 20.79%	44,249 $435,000
Q3 2020 Nov 09, 2020	SELL	$9.51 - $10.05 $54,806 - $57,918	-5,763 Reduced 13.59%	36,632 $364,000
Q2 2020 Aug 13, 2020	SELL	$8.29 - $9.9 $23,933 - $28,581	-2,887 Reduced 6.38%	42,395 $410,000
Q1 2020 May 14, 2020	BUY	$7.76 - $10.94 $82,822 - $116,762	10,673 Added 30.84%	45,282 $379,000
Q4 2019 Feb 14, 2020	SELL	$9.87 - $10.53 $169,596 - $180,936	-17,183 Reduced 33.18%	34,609 $360,000
Q3 2019 Nov 13, 2019	BUY	$9.48 - $10.7 $128,463 - $144,995	13,551 Added 35.44%	51,792 $553,000
Q2 2019 Aug 09, 2019	BUY	$7.51 - $9.5 $287,189 - $363,289	38,241 New	38,241 $363,000

Others Institutions Holding VCIF

# of Institutions

22

Shares Held

1.76M

Call Options Held

0

Put Options Held

0

Terrapin Asset Management, LLC Miami, FL

531K
Shares

$4.35 Million
4.95% of portfolio
Cambridge Investment Research Advisors, Inc.

470K
Shares

$3.86 Million
0.01% of portfolio
Morgan Stanley New York, NY

259K
Shares

$2.12 Million
0.0% of portfolio
Cetera Investment Advisers Schaumburg, IL

100K
Shares

$820,163
0.0% of portfolio
Virtus ETF Advisers LLC New York, NY

99.1K
Shares

$812,611
0.39% of portfolio

About Vertical Capital Income Fund

Ticker VCIF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Vertical Capital Income Fund is a close ended fixed income mutual fund launched and managed by Vertical Capital Asset Management, LLC. The fund is co - managed by Behringer Advisors, LLC. The Fund invests mainly in fixed-income securities. The fund invests in stocks of companies operating across diversified sectors. It seeks to benchmark the per...

More about VCIF

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