Lpl Financial LLC Closed Holding Positions

Lpl Financial LLC

$246 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
First Tr Exch Trd Alphdx Fd	Q4 2020 Filed on Feb 12, 2021	55,283	N/A
Foundation Bldg Matls Inc	Q4 2020 Filed on Feb 12, 2021	20,644	N/A
Hd Supply Hldgs Inc	Q4 2020 Filed on Feb 12, 2021	59,376	N/A
Immunomedics Inc	Q4 2020 Filed on Feb 12, 2021	22,130	N/A
Ishares Tr	Q4 2020 Filed on Feb 12, 2021	929,893	N/A
Mylan Nv	Q4 2020 Filed on Feb 12, 2021	45,735	N/A
Natixis ETF Tr	Q4 2020 Filed on Feb 12, 2021	5,935	N/A
Nuveen High Income 2020 Targ	Q4 2020 Filed on Feb 12, 2021	34,098	N/A
PEBK Peoples Bancorp Of North Carolina Inc Financial Services	Q4 2020 Filed on Feb 12, 2021	10,000	$15.9 - $28.01 $159K - $280K
Reality Shs ETF Tr	Q4 2020 Filed on Feb 12, 2021	26,129	N/A
Seattle Genetics Inc	Q4 2020 Filed on Feb 12, 2021	14,783	N/A
TRQ.TO Turquoise Hill Resources Ltd. Basic Materials	Q4 2020 Filed on Feb 12, 2021	42,381	N/A
Unilever N V	Q4 2020 Filed on Feb 12, 2021	54,552	N/A
Vereit Inc	Q4 2020 Filed on Feb 12, 2021	600,741	N/A
Washington Prime Group New	Q4 2020 Filed on Feb 12, 2021	60,640	N/A
Wisdomtree Continuous Commod	Q4 2020 Filed on Feb 12, 2021	176,781	N/A
ACTG Acacia Research Corp Industrials	Q4 2020 Filed on Feb 12, 2021	30,800	$3.15 - $4.13 $97K - $127K
Cubic Corp	Q4 2020 Filed on Feb 12, 2021	6,406	N/A
HYXU Ishares Global Ex Usd High Yie ETFs	Q4 2020 Filed on Feb 12, 2021	7,232	$51.95 - $57.03 $376K - $412K
Servicemaster Global Hldgs I	Q4 2020 Filed on Feb 12, 2021	9,280	N/A
Oasis Petroleum Inc	Q4 2020 Filed on Feb 12, 2021	122,841	N/A
Cabot Microelectronics Corp	Q4 2020 Filed on Feb 12, 2021	1,862	N/A
China Unicom Hong Kong	Q4 2020 Filed on Feb 12, 2021	40,168	N/A
Dividend & Income Fd Inc	Q4 2020 Filed on Feb 12, 2021	118,392	N/A
First Tr Value Line 100 Ex T	Q4 2020 Filed on Feb 12, 2021	137,188	N/A
Gci Liberty Inc	Q4 2020 Filed on Feb 12, 2021	5,855	N/A
Reality Shs ETF Tr	Q4 2020 Filed on Feb 12, 2021	46,601	N/A
Civeo Corp Cda	Q4 2020 Filed on Feb 12, 2021	128,335	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 12, 2021	1,006,180	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 12, 2021	422,766	N/A
Duff & Phelps Slt Engy And M	Q4 2020 Filed on Feb 12, 2021	20,931	N/A
LMNX Luminex Corporation Healthcare	Q4 2020 Filed on Feb 12, 2021	7,855	N/A
FEO First Trust/Aberdeen Emerging Opportunity Fund Financial Services	Q4 2020 Filed on Feb 12, 2021	13,497	$12.12 - $14.6 $164K - $197K
Investors Real Estate Tr	Q4 2020 Filed on Feb 12, 2021	11,793	N/A
QUOT Quotient Technology Inc. Communication Services	Q4 2020 Filed on Feb 12, 2021	10,897	$7.12 - $9.75 $77.6K - $106K
Apartment Invt & Mgmt CO	Q4 2020 Filed on Feb 12, 2021	41,526	N/A
Hexo Corp	Q4 2020 Filed on Feb 12, 2021	10,760	N/A
Nabriva Therapeutics PLC	Q4 2020 Filed on Feb 12, 2021	10,000	N/A
K12 Inc	Q4 2020 Filed on Feb 12, 2021	30,060	N/A
Reality Shs ETF Tr	Q4 2020 Filed on Feb 12, 2021	34,961	N/A
Td Ameritrade Hldg Corp	Q4 2020 Filed on Feb 12, 2021	11,137	N/A
Aimmune Therapeutics Inc	Q4 2020 Filed on Feb 12, 2021	8,728	N/A
WLDN Willdan Group, Inc. Industrials	Q4 2020 Filed on Feb 12, 2021	24,994	$26.17 - $44.91 $654K - $1.12M
APT Alpha Pro Tech LTD Industrials	Q4 2020 Filed on Feb 12, 2021	19,422	$11.15 - $16.39 $217K - $318K
Hertz Global Hldgs Inc	Q4 2020 Filed on Feb 12, 2021	29,706	N/A
MRKR Marker Therapeutics, Inc. Healthcare	Q4 2020 Filed on Feb 12, 2021	15,650	$1.36 - $1.75 $21.3K - $27.4K
CYBE Cyberoptics Corp Technology	Q4 2020 Filed on Feb 12, 2021	16,134	$22.23 - $40.32 $359K - $651K
Direxion Shs ETF Tr	Q4 2020 Filed on Feb 12, 2021	9,747	N/A
Livongo Health Inc	Q4 2020 Filed on Feb 12, 2021	25,518	N/A
Perth Mint Physical Gold ETF	Q4 2020 Filed on Feb 12, 2021	79,308	N/A

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