Lpl Financial LLC Closed Holding Positions

Lpl Financial LLC

$246 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Acorda Therapeutics Inc	Q1 2021 Filed on May 14, 2021	26,000	N/A
Allianzgi Artificial Intelli	Q1 2021 Filed on May 14, 2021	75,258	N/A
BLPH Bellerophon Therapeutics, Inc. Healthcare	Q1 2021 Filed on May 14, 2021	10,080	$5.07 - $8.27 $51.1K - $83.4K
Entercom Communications Corp	Q1 2021 Filed on May 14, 2021	45,191	N/A
Micro Focus Intl PLC	Q1 2021 Filed on May 14, 2021	86,760	N/A
NLS Nautilus, Inc. Consumer Cyclical	Q1 2021 Filed on May 14, 2021	20,676	$14.77 - $30.54 $305K - $631K
Nic Inc	Q1 2021 Filed on May 14, 2021	15,395	N/A
Noble Midstream Partners LP	Q1 2021 Filed on May 14, 2021	11,334	N/A
Prosight Global Inc	Q1 2021 Filed on May 14, 2021	22,007	N/A
Torchlight Energy Res Inc	Q1 2021 Filed on May 14, 2021	193,550	N/A
Blackrock Muniyield Invt Qua	Q1 2021 Filed on May 14, 2021	11,195	N/A
Michaels Cos Inc	Q1 2021 Filed on May 14, 2021	32,630	N/A
STIM Neuronetics, Inc. Healthcare	Q1 2021 Filed on May 14, 2021	21,400	$10.6 - $21.27 $227K - $455K
Pacific Ethanol Inc	Q1 2021 Filed on May 14, 2021	65,553	N/A
Apex Technology Acquisition	Q1 2021 Filed on May 14, 2021	30,980	N/A
BFI Burger Fi International, Inc. Consumer Cyclical	Q1 2021 Filed on May 14, 2021	11,229	$12.17 - $16.38 $137K - $184K
COE China Online Education Group Consumer Defensive	Q1 2021 Filed on May 14, 2021	7,720	$18.85 - $28.78 $146K - $222K
CZWI Citizens Community Bancorp Inc. Financial Services	Q1 2021 Filed on May 14, 2021	10,106	$10.42 - $12.9 $105K - $130K
Finserv Acquisition Corp	Q1 2021 Filed on May 14, 2021	13,750	N/A
Foley Trasimene Acquisition	Q1 2021 Filed on May 14, 2021	50,397	N/A
Foley Trasimene Acquistn Cor	Q1 2021 Filed on May 14, 2021	49,000	N/A
GOTU Gaotu Techedu Inc. Consumer Defensive	Q1 2021 Filed on May 14, 2021	7,012	$31.78 - $142.7 $223K - $1M
Hudson Executive Invt Corp	Q1 2021 Filed on May 14, 2021	20,000	N/A
IIIV I3 Verticals, Inc. Technology	Q1 2021 Filed on May 14, 2021	6,412	$28.3 - $35.66 $181K - $229K
Insu Acquisition Corp Ii	Q1 2021 Filed on May 14, 2021	32,857	N/A
Longview Acquisition Corp	Q1 2021 Filed on May 14, 2021	18,836	N/A
Marathon Patent Group Inc	Q1 2021 Filed on May 14, 2021	57,626	N/A
Osprey Technlgy Aquistion CO	Q1 2021 Filed on May 14, 2021	27,000	N/A
PING Ping Identity Holding Corp. Technology	Q1 2021 Filed on May 14, 2021	16,653	$21.41 - $36.25 $357K - $604K
Qell Acquisition Corp	Q1 2021 Filed on May 14, 2021	57,400	N/A
Red Lion Hotels Corp	Q1 2021 Filed on May 14, 2021	13,000	N/A
Spdr Index Shs Fds	Q1 2021 Filed on May 14, 2021	6,862	N/A
SPPI Spectrum Pharmaceuticals Inc Healthcare	Q1 2021 Filed on May 14, 2021	10,956	$2.9 - $4.09 $31.8K - $44.8K
Ssga Active ETF Tr	Q1 2021 Filed on May 14, 2021	3,107	N/A
Starboard Value Acquisitn CO	Q1 2021 Filed on May 14, 2021	32,500	N/A
Sustainable Opportnts Acq CO	Q1 2021 Filed on May 14, 2021	44,294	N/A
Switchback Energy Acquistn C	Q1 2021 Filed on May 14, 2021	8,026	N/A
Talend S A	Q1 2021 Filed on May 14, 2021	6,973	N/A
TPGY Tpg Pace Beneficial Finance Corp. Financial Services	Q1 2021 Filed on May 14, 2021	16,720	$16.12 - $31.57 $270K - $528K
Tuscan Hldgs Corp	Q1 2021 Filed on May 14, 2021	40,415	N/A
XENE Xenon Pharmaceuticals Inc. Healthcare	Q1 2021 Filed on May 14, 2021	13,251	$13.65 - $21.31 $181K - $282K
Aarons Inc	Q4 2020 Filed on Feb 12, 2021	11,276	N/A
Abraxas Pete Corp	Q4 2020 Filed on Feb 12, 2021	141,120	N/A
ADMP Adamis Pharmaceuticals Corp Healthcare	Q4 2020 Filed on Feb 12, 2021	11,825	$0.4 - $1.01 $4.73K - $11.9K
American Intl Group Inc	Q4 2020 Filed on Feb 12, 2021	25,951	N/A
Cbl & Assoc Pptys Inc	Q4 2020 Filed on Feb 12, 2021	18,214	N/A
Cvr Partners LP	Q4 2020 Filed on Feb 12, 2021	98,328	N/A
Direxion Shs ETF Tr	Q4 2020 Filed on Feb 12, 2021	25,241	N/A
Dunkin Brands Group Inc	Q4 2020 Filed on Feb 12, 2021	23,000	N/A
E Trade Financial Corp	Q4 2020 Filed on Feb 12, 2021	7,511	N/A

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