Lpl Financial LLC Closed Holding Positions

Lpl Financial LLC

  • $218 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Madison Strtg Sector Prem Fd
Q4 2018 Filed on Feb 07, 2019
15,385
N/A
Osi ETF Tr
Q4 2018 Filed on Feb 07, 2019
8,088
N/A
DDM
Proshares Ultra Dow30

ETFs
Q4 2018 Filed on Feb 07, 2019
4,122
N/A
Acxiom Holdings Inc
Q4 2018 Filed on Feb 07, 2019
32,688
N/A
Andeavor Logistics LP
Q4 2018 Filed on Feb 07, 2019
4,615
N/A
Catabasis Pharmaceuticals In
Q4 2018 Filed on Feb 07, 2019
10,000
N/A
CMCO
Columbus Mckinnon Corp

Industrials
Q4 2018 Filed on Feb 07, 2019
5,618
$28.28 - $38.86 $159K - $218K
Franklin LTD Duration Incm T
Q4 2018 Filed on Feb 07, 2019
35,638
N/A
Gabelli Conv&Incom Secs Fd I
Q4 2018 Filed on Feb 07, 2019
10,327
N/A
GDOT
Green Dot Corp

Financial Services
Q4 2018 Filed on Feb 07, 2019
3,565
$69.92 - $92.84 $249K - $331K
Loxo Oncology Inc
Q4 2018 Filed on Feb 07, 2019
1,429
N/A
Oppenheimer ETF Tr
Q4 2018 Filed on Feb 07, 2019
6,525
N/A
Quantenna Communications Inc
Q4 2018 Filed on Feb 07, 2019
13,633
N/A
SSTI
Shotspotter, Inc

Technology
Q4 2018 Filed on Feb 07, 2019
3,572
$27.61 - $55.68 $98.6K - $199K
Social Reality Inc
Q4 2018 Filed on Feb 07, 2019
27,500
N/A
Tetraphase Pharmaceuticals I
Q4 2018 Filed on Feb 07, 2019
23,079
N/A
Xpresspa Group Inc
Q4 2018 Filed on Feb 07, 2019
20,300
N/A
Advent Clay Conv Sec Inc Fd
Q3 2018 Filed on Nov 14, 2018
43,779
N/A
American Rlty Cap Pptys Inc
Q3 2018 Filed on Nov 14, 2018
10,000
N/A
AC
Associated Capital Group, Inc.

Financial Services
Q3 2018 Filed on Nov 14, 2018
7,573
$35.12 - $42.34 $266K - $321K
Bank Of The Ozarks
Q3 2018 Filed on Nov 14, 2018
27,684
N/A
Beneficial Bancorp Inc
Q3 2018 Filed on Nov 14, 2018
28,139
N/A
Blackrock Mun 2020 Term Tr
Q3 2018 Filed on Nov 14, 2018
23,059
N/A
Blackrock Muniholdngs Qlty I
Q3 2018 Filed on Nov 14, 2018
16,891
N/A
Boardwalk Pipeline Partners
Q3 2018 Filed on Nov 14, 2018
17,687
N/A
Bofi Hldg Inc
Q3 2018 Filed on Nov 14, 2018
38,164
N/A
Capital Product Partners L P
Q3 2018 Filed on Nov 14, 2018
59,642
N/A
Cavium Inc
Q3 2018 Filed on Nov 14, 2018
4,301
N/A
Columbia ETF Tr Ii
Q3 2018 Filed on Nov 14, 2018
13,334
N/A
Credit Suisse Ag Nassau Brh
Q3 2018 Filed on Nov 14, 2018
42,880
N/A
Cys Invts Inc
Q3 2018 Filed on Nov 14, 2018
38,753
N/A
Dct Industrial Trust Inc
Q3 2018 Filed on Nov 14, 2018
21,708
N/A
Deutsche Mun Income
Q3 2018 Filed on Nov 14, 2018
76,058
N/A
Deutsche Strategic Mun Incom
Q3 2018 Filed on Nov 14, 2018
11,376
N/A
Dr Pepper Snapple Group Inc
Q3 2018 Filed on Nov 14, 2018
11,176
N/A
Envision Healthcare Corp
Q3 2018 Filed on Nov 14, 2018
5,895
N/A
First Tr Exchange Traded Fd
Q3 2018 Filed on Nov 14, 2018
48,567
N/A
First Tr Exchange Traded Fd
Q3 2018 Filed on Nov 14, 2018
52,070
N/A
FLWS
1 800 Flowers Com Inc

Consumer Cyclical
Q3 2018 Filed on Nov 14, 2018
15,213
$10.7 - $14.65 $163K - $223K
HGTXU
Hugoton Royalty Trust

Energy
Q3 2018 Filed on Nov 14, 2018
11,624
$0.36 - $0.67 $4.18K - $7.79K
Ishares Tr
Q3 2018 Filed on Nov 14, 2018
96,076
N/A
Ishares Tr
Q3 2018 Filed on Nov 14, 2018
10,640
N/A
Ishares Tr
Q3 2018 Filed on Nov 14, 2018
19,248
N/A
Kayne Anderson Energy Dev CO
Q3 2018 Filed on Nov 14, 2018
20,672
N/A
Kayne Anderson Enrgy Ttl Rt
Q3 2018 Filed on Nov 14, 2018
158,673
N/A
Keryx Biopharmaceuticals Inc
Q3 2018 Filed on Nov 14, 2018
36,827
N/A
Kkr & CO L P Del
Q3 2018 Filed on Nov 14, 2018
290,410
N/A
IIF
Morgan Stanley India Investment Fund, Inc.

Financial Services
Q3 2018 Filed on Nov 14, 2018
8,573
$23.45 - $27.44 $201K - $235K
Mts Sys Corp
Q3 2018 Filed on Nov 14, 2018
6,398
N/A
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