Lpl Financial LLC Closed Holding Positions

Lpl Financial LLC

  • $218 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Fireeye Inc
Q4 2021 Filed on Feb 14, 2022
210,637
N/A
BICK
First Trust Ise Bick Index Fun

ETFs
Q4 2021 Filed on Feb 14, 2022
7,907
$30.83 - $35.69 $244K - $282K
FGM
First Trust Germany Alphadex F

ETFs
Q4 2021 Filed on Feb 14, 2022
5,319
$52.15 - $56.92 $277K - $303K
First Tr Sr Floating Rate 20
Q4 2021 Filed on Feb 14, 2022
13,003
N/A
Firstcash Inc
Q4 2021 Filed on Feb 14, 2022
12,800
N/A
Guggenheim Enhanced Eqt Incm
Q4 2021 Filed on Feb 14, 2022
257,705
N/A
HRC
Hill Rom Holdings, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
20,862
N/A
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
1,018,745
N/A
Ishares Tr
Q4 2021 Filed on Feb 14, 2022
196,076
N/A
KSU
Kansas City Southern

Industrials
Q4 2021 Filed on Feb 14, 2022
17,191
N/A
Meredith Corp
Q4 2021 Filed on Feb 14, 2022
6,001
N/A
Nuveen Diversified Divid & I
Q4 2021 Filed on Feb 14, 2022
246,532
N/A
Nuveen Tax Advantaged Divid
Q4 2021 Filed on Feb 14, 2022
36,528
N/A
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 14, 2022
837,669
N/A
Pimco Income Opportunity Fd
Q4 2021 Filed on Feb 14, 2022
25,490
N/A
Retail Pptys Amer Inc
Q4 2021 Filed on Feb 14, 2022
103,697
N/A
THS
Tree House Foods, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
7,126
$34.62 - $41.17 $247K - $293K
Trinseo S A
Q4 2021 Filed on Feb 14, 2022
62,085
N/A
WB
Weibo Corp

Communication Services
Q4 2021 Filed on Feb 14, 2022
7,184
$28.52 - $50.88 $205K - $366K
WBK
Westpac Banking Corporation

Financial Services
Q4 2021 Filed on Feb 14, 2022
29,842
N/A
AVID
Avid Technology, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
17,264
$27.25 - $35.36 $470K - $610K
Janus Detroit Str Tr
Q4 2021 Filed on Feb 14, 2022
40,826
N/A
Tristate Cap Hldgs Inc
Q4 2021 Filed on Feb 14, 2022
23,197
N/A
Bancorpsouth Bk Tupelo Miss
Q4 2021 Filed on Feb 14, 2022
36,043
N/A
Invesco Dynamic Cr Opportuni
Q4 2021 Filed on Feb 14, 2022
40,809
N/A
Nuveen Select Tax Free Incom
Q4 2021 Filed on Feb 14, 2022
21,247
N/A
Nuveen Tx Adv Total Ret Strg
Q4 2021 Filed on Feb 14, 2022
45,663
N/A
PMD
Psychemedics Corp

Healthcare
Q4 2021 Filed on Feb 14, 2022
11,275
$6.86 - $8.79 $77.3K - $99.1K
ATNX
Athenex, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
24,093
$1.36 - $2.94 $32.8K - $70.8K
BZUN
Baozun Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
12,277
$12.45 - $20.56 $153K - $252K
CN
Xtrackers Msci All China Eqty
Q4 2021 Filed on Feb 14, 2022
6,357
N/A
NOMD
Nomad Foods LTD

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
16,804
$23.83 - $28.79 $400K - $484K
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
9,511
N/A
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
355,572
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
827,845
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
311,873
N/A
Nuveen Corporate Incm Noveme
Q4 2021 Filed on Feb 14, 2022
91,330
N/A
SHIIY
Sinopec Shanghai Ads (1 Oo Clh)
Q4 2021 Filed on Feb 14, 2022
8,278
N/A
Bank Comm Hldgs
Q4 2021 Filed on Feb 14, 2022
32,438
N/A
Cloudera Inc
Q4 2021 Filed on Feb 14, 2022
11,824
N/A
NGVT
Ingevity Corp

Basic Materials
Q4 2021 Filed on Feb 14, 2022
3,224
$69.65 - $83.18 $225K - $268K
OUT
Outfront Media Inc.

Real Estate
Q4 2021 Filed on Feb 14, 2022
8,231
$23.67 - $28.4 $195K - $234K
RYAM
Rayonier Advanced Materials Inc.

Basic Materials
Q4 2021 Filed on Feb 14, 2022
12,510
$5.05 - $8.07 $63.2K - $101K
UPLD
Upland Software, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
40,244
$17.94 - $34.13 $722K - $1.37M
AGFS
Agro Fresh Solutions, Inc.

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
15,000
$1.69 - $2.26 $25.4K - $33.9K
IRMD
Iradimed Corp

Healthcare
Q4 2021 Filed on Feb 14, 2022
6,050
$32.35 - $48.27 $196K - $292K
TARO
Taro Pharmaceutical Industries LTD

Healthcare
Q4 2021 Filed on Feb 14, 2022
4,642
$47.6 - $65.0 $221K - $302K
Landmark Infrastrctur Partr
Q4 2021 Filed on Feb 14, 2022
25,124
N/A
AERI
Aerie Pharmaceuticals Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
26,634
$7.02 - $13.33 $187K - $355K
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