Lpl Financial LLC Closed Holding Positions

Lpl Financial LLC

  • $246 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
KOD
Kodiak Sciences Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
2,238
$80.85 - $128.49 $181K - $288K
Soc Telemed Inc
Q4 2021 Filed on Feb 14, 2022
15,201
N/A
Vereit Inc
Q4 2021 Filed on Feb 14, 2022
120,696
N/A
Baudax Bio Inc
Q4 2021 Filed on Feb 14, 2022
17,200
N/A
BFIIW
Burgerfi International, Inc. W
Q4 2021 Filed on Feb 14, 2022
49,300
$0.64 - $1.65 $31.6K - $81.3K
GOEVW
Canoo Inc
Q4 2021 Filed on Feb 14, 2022
44,750
$1.52 - $4.36 $68K - $195K
CONX
Conx Corp.

Financial Services
Q4 2021 Filed on Feb 14, 2022
13,150
$9.76 - $9.87 $128K - $130K
Cootek Cayman Inc
Q4 2021 Filed on Feb 14, 2022
29,501
N/A
SPAK
ETF Ser Solutions Defiance Nex
Q4 2021 Filed on Feb 14, 2022
20,545
N/A
IBCP
Independent Bank Corp

Financial Services
Q4 2021 Filed on Feb 14, 2022
23,737
$21.72 - $24.43 $516K - $580K
IPHA
Innate Pharma Sa

Healthcare
Q4 2021 Filed on Feb 14, 2022
18,400
$4.34 - $6.06 $79.9K - $112K
Legato Merger Corp
Q4 2021 Filed on Feb 14, 2022
21,450
N/A
Legato Merger Corp
Q4 2021 Filed on Feb 14, 2022
21,450
N/A
MESA
Mesa Air Group Inc

Industrials
Q4 2021 Filed on Feb 14, 2022
23,746
$5.34 - $8.89 $127K - $211K
MILE
Metromile, Inc.
Q4 2021 Filed on Feb 14, 2022
38,228
$2.04 - $3.65 $78K - $140K
MVBF
Mvb Financial Corp

Financial Services
Q4 2021 Filed on Feb 14, 2022
9,160
$40.11 - $43.97 $367K - $403K
Polarityte Inc
Q4 2021 Filed on Feb 14, 2022
47,300
N/A
Safe T Group LTD
Q4 2021 Filed on Feb 14, 2022
15,300
N/A
Score Media & Gaming Inc
Q4 2021 Filed on Feb 14, 2022
210,205
N/A
Seven Oaks Acquisition Corp
Q4 2021 Filed on Feb 14, 2022
10,400
N/A
IPODWS
Social Cap Hedosophia Hldgs CO
Q4 2021 Filed on Feb 14, 2022
10,000
N/A
Fast Acquisition Corp
Q4 2021 Filed on Feb 14, 2022
11,498
N/A
Naked Brand Group Limited
Q4 2021 Filed on Feb 14, 2022
119,500
N/A
RMAX
Re/Max Holdings, Inc.

Real Estate
Q4 2021 Filed on Feb 14, 2022
10,822
$26.61 - $32.56 $288K - $352K
TRVG
Trivago N.V.

Communication Services
Q4 2021 Filed on Feb 14, 2022
10,000
$1.95 - $3.01 $19.5K - $30.1K
UBFO
United Security Bancshares

Financial Services
Q4 2021 Filed on Feb 14, 2022
10,000
$7.75 - $8.21 $77.5K - $82.1K
ACHHY
Aluiminum Corp Of China Adr (2
Q4 2021 Filed on Feb 14, 2022
12,548
N/A
Angel Oak Finl Strategies In
Q4 2021 Filed on Feb 14, 2022
266,028
N/A
ATRA
Atara Biotherapeutics, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
10,120
$14.7 - $19.89 $149K - $201K
JO
Barclays Bank PLC

ETFs
Q4 2021 Filed on Feb 14, 2022
8,003
$52.96 - $68.01 $424K - $544K
DOOO
Brp Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
2,162
$75.75 - $94.38 $164K - $204K
BRCNF
Burcon Nutrascience Corp Com (
Q4 2021 Filed on Feb 14, 2022
10,500
N/A
CLRB
Cellectar Biosciences, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
14,000
$6.1 - $10.2 $85.4K - $143K
BASE
Couchbase, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
7,755
$22.14 - $46.49 $172K - $361K
DOMO
Domo, Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
4,008
$46.75 - $93.75 $187K - $376K
DS
Drive Shack Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
15,709
$1.43 - $2.86 $22.5K - $44.9K
ZEST
Ecoark Holdings, Inc.

Energy
Q4 2021 Filed on Feb 14, 2022
14,371
$2.08 - $5.25 $29.9K - $75.4K
ELMSQ
Electric Last Mile Solutions, Inc.
Q4 2021 Filed on Feb 14, 2022
15,260
$6.15 - $9.01 $93.8K - $137K
Flexion Therapeutics Inc
Q4 2021 Filed on Feb 14, 2022
10,100
N/A
FTFT
Future Fin Tech Group Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
18,025
$1.01 - $2.37 $18.2K - $42.7K
VINO
Gaucho Group Holdings, Inc.

Real Estate
Q4 2021 Filed on Feb 14, 2022
34,667
$2.08 - $4.52 $72.1K - $157K
CHIM
Global X Msci China Materials
Q4 2021 Filed on Feb 14, 2022
12,350
N/A
HOOK
Hookipa Pharma Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
10,500
$2.33 - $5.94 $24.5K - $62.4K
Pieris Pharmaceuticals Inc
Q4 2021 Filed on Feb 14, 2022
16,184
N/A
Predictive Oncology Inc
Q4 2021 Filed on Feb 14, 2022
16,750
N/A
RXN
Zurn Water Solutions Corporation

Industrials
Q4 2021 Filed on Feb 14, 2022
3,696
N/A
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
11,619
N/A
Cohen & Steers Mlp Income &
Q3 2021 Filed on Nov 15, 2021
18,922
N/A
General Electric CO
Q3 2021 Filed on Nov 15, 2021
2,821,127
N/A
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