Lpl Financial LLC Gladstone Investment Corporation\De Transaction History

Lpl Financial LLC

$183 Billion
Q1 2024

A detailed history of Lpl Financial LLC transactions in Gladstone Investment Corporation\De stock. As of the latest transaction made, Lpl Financial LLC holds 153,069 shares of GAIN stock, worth $2.14 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

153,069

Previous 165,841 7.7%

Holding current value

$2.14 Million

Previous $2.35 Million 7.16%

% of portfolio

0.0%

Previous 0.0%

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 10, 2024	SELL	$13.48 - $14.96 $172,166 - $191,069	-12,772 Reduced 7.7%	153,069 $2.18 Million
Q4 2023 Feb 14, 2024	SELL	$12.25 - $14.86 $253,844 - $307,928	-20,722 Reduced 11.11%	165,841 $2.35 Million
Q3 2023 Nov 13, 2023	SELL	$12.51 - $13.69 $58,296 - $63,795	-4,660 Reduced 2.44%	186,563 $2.38 Million
Q2 2023 Jul 31, 2023	BUY	$12.61 - $13.88 $55,862 - $61,488	4,430 Added 2.37%	191,223 $2.49 Million
Q1 2023 May 10, 2023	BUY	$12.48 - $14.44 $29,402 - $34,020	2,356 Added 1.28%	186,793 $2.48 Million

Q4 2022 Feb 07, 2023	BUY	$11.87 - $14.47 $323,777 - $394,698	27,277 Added 17.36%	184,437 $2.38 Million
Q3 2022 Nov 14, 2022	BUY	$11.96 - $23.92 $511,541 - $1.02 Million	42,771 Added 37.39%	157,160 $1.9 Million
Q2 2022 Aug 12, 2022	BUY	$12.77 - $16.73 $31,937 - $41,841	2,501 Added 2.24%	114,389 $1.61 Million
Q1 2022 May 16, 2022	BUY	$14.42 - $17.0 $15,573 - $18,360	1,080 Added 0.97%	111,888 $1.81 Million
Q4 2021 Feb 14, 2022	SELL	$13.94 - $17.08 $35,393 - $43,366	-2,539 Reduced 2.24%	110,808 $1.89 Million
Q3 2021 Nov 15, 2021	BUY	$13.87 - $15.13 $46,117 - $50,307	3,325 Added 3.02%	113,347 $1.57 Million
Q2 2021 Aug 13, 2021	BUY	$12.52 - $14.78 $22,836 - $26,958	1,824 Added 1.69%	110,022 $1.59 Million
Q1 2021 May 14, 2021	BUY	$10.11 - $12.67 $143,400 - $179,711	14,184 Added 15.09%	108,198 $1.32 Million
Q4 2020 Feb 12, 2021	BUY	$8.2 - $10.57 $31,824 - $41,022	3,881 Added 4.31%	94,014 $949,000
Q3 2020 Nov 09, 2020	BUY	$8.93 - $10.28 $38,631 - $44,471	4,326 Added 5.04%	90,133 $820,000
Q2 2020 Aug 13, 2020	BUY	$7.07 - $11.41 $606,655 - $979,057	85,807 New	85,807 $879,000
Q1 2019 May 08, 2019	SELL	$9.4 - $12.05 $103,964 - $133,273	-11,060 Closed	0 $0
Q4 2018 Feb 07, 2019	SELL	$8.79 - $11.4 $1.1 Million - $1.43 Million	-125,481 Reduced 91.9%	11,060 $103,000
Q3 2018 Nov 14, 2018	SELL	$11.23 - $12.12 $178,119 - $192,235	-15,861 Reduced 10.41%	136,541 $1.56 Million
Q2 2018 Aug 14, 2018	BUY	$10.12 - $12.12 $111,249 - $133,235	10,993 Added 7.77%	152,402 $1.79 Million
Q1 2018 May 15, 2018	BUY	$9.25 - $11.3 $666,555 - $814,278	72,060 Added 103.91%	141,409 $1.43 Million
Q4 2017 Feb 14, 2018	BUY	$9.53 - $11.39 $513,247 - $613,419	53,856 Added 347.62%	69,349 $774,000
Q3 2017 Nov 14, 2017	SELL	$9.14 - $9.79 $8,938 - $9,574	-978 Reduced 5.94%	15,493 $147,000
Q2 2017 Aug 14, 2017	BUY	N/A	16,471	16,471 $155,000

Others Institutions Holding GAIN

# of Institutions

Shares Held

5.21M

Call Options Held

134K

Put Options Held

111K

View Full List

About GLADSTONE INVESTMENT CORPORATION\DE

Ticker GAIN
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated no...

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Lpl Financial LLC Gladstone Investment Corporation\De Transaction History