Lpl Financial LLC Nuveen Floating Rate Income Opportunity Fund Transaction History

Lpl Financial LLC

$218 Billion
Q3 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Jul 31, 2023	SELL	$7.51 - $8.15 $1.64 Million - $1.78 Million	-218,165 Reduced 69.65%	95,057 $741,000
Q1 2023 May 10, 2023	SELL	$7.6 - $8.63 $1.38 Million - $1.56 Million	-181,117 Reduced 36.64%	313,222 $2.51 Million
Q4 2022 Feb 07, 2023	SELL	$7.76 - $8.4 $2.08 Million - $2.25 Million	-268,338 Reduced 35.18%	494,339 $3.86 Million
Q3 2022 Nov 14, 2022	SELL	$7.98 - $8.93 $457,014 - $511,421	-57,270 Reduced 6.98%	762,677 $6.15 Million
Q2 2022 Aug 12, 2022	BUY	$8.08 - $10.36 $256,257 - $328,567	31,715 Added 4.02%	819,947 $6.7 Million
Q1 2022 May 16, 2022	BUY	$9.38 - $10.46 $3.92 Million - $4.37 Million	417,595 Added 112.67%	788,232 $7.99 Million
Q4 2021 Feb 14, 2022	BUY	$9.89 - $10.13 $1.1 Million - $1.13 Million	111,242 Added 42.89%	370,637 $3.76 Million
Q3 2021 Nov 15, 2021	BUY	$9.46 - $10.02 $1.33 Million - $1.41 Million	141,079 Added 119.24%	259,395 $2.59 Million
Q2 2021 Aug 13, 2021	BUY	$9.39 - $9.76 $258,027 - $268,195	27,479 Added 30.25%	118,316 $1.16 Million
Q1 2021 May 14, 2021	SELL	$8.65 - $9.61 $423,460 - $470,457	-48,955 Reduced 35.02%	90,837 $867,000
Q4 2020 Feb 12, 2021	SELL	$7.84 - $8.72 $6,538 - $7,272	-834 Reduced 0.59%	139,792 $1.21 Million
Q3 2020 Nov 09, 2020	BUY	$7.74 - $8.4 $642 - $697	83 Added 0.06%	140,626 $1.15 Million
Q2 2020 Aug 13, 2020	SELL	$6.93 - $8.2 $110,616 - $130,888	-15,962 Reduced 10.2%	140,543 $1.1 Million
Q1 2020 May 14, 2020	BUY	$5.64 - $10.15 $135,343 - $243,569	23,997 Added 18.11%	156,505 $1.16 Million
Q4 2019 Feb 14, 2020	BUY	$9.3 - $9.99 $27,797 - $29,860	2,989 Added 2.31%	132,508 $1.32 Million
Q3 2019 Nov 13, 2019	SELL	$9.42 - $9.78 $26,658 - $27,677	-2,830 Reduced 2.14%	129,519 $1.24 Million
Q2 2019 Aug 09, 2019	BUY	$9.54 - $10.03 $33,332 - $35,044	3,494 Added 2.71%	132,349 $1.29 Million
Q1 2019 May 08, 2019	SELL	$9.25 - $10.27 $159,830 - $177,455	-17,279 Reduced 11.82%	128,855 $1.24 Million
Q4 2018 Feb 07, 2019	SELL	$8.74 - $10.35 $17,934 - $21,238	-2,052 Reduced 1.38%	146,134 $1.32 Million
Q3 2018 Nov 14, 2018	BUY	$10.1 - $10.41 $86,092 - $88,734	8,524 Added 6.1%	148,186 $1.53 Million
Q2 2018 Aug 14, 2018	BUY	$10.34 - $10.91 $741,078 - $781,930	71,671 Added 105.41%	139,662 $1.45 Million
Q1 2018 May 15, 2018	BUY	$10.82 - $11.48 $210,286 - $223,113	19,435 Added 40.03%	67,991 $742,000
Q4 2017 Feb 14, 2018	BUY	$10.62 - $11.84 $45,198 - $50,391	4,256 Added 9.61%	48,556 $554,000
Q3 2017 Nov 14, 2017	BUY	$11.56 - $11.87 $72,423 - $74,365	6,265 Added 16.47%	44,300 $524,000
Q2 2017 Aug 14, 2017	BUY	N/A	38,035	38,035 $444,000

Others Institutions Holding JRO

# of Institutions

Shares Held

446K

Call Options Held

Put Options Held

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About Nuveen Floating Rate Income Opportunity Fund

Ticker JRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Opportunity Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. It invests in fixed income markets of the United States. The fund invests in adjustable rate loans, primarily in senior loans. It benchm...

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