Lpl Financial LLC Oxford Lane Capital Corp. Transaction History

Lpl Financial LLC

$218 Billion
Q3 2024

A detailed history of Lpl Financial LLC transactions in Oxford Lane Capital Corp. stock. As of the latest transaction made, Lpl Financial LLC holds 628,714 shares of OXLC stock, worth $3.21 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

628,714

Previous 530,651 18.48%

Holding current value

$3.21 Million

Previous $2.88 Million 14.33%

% of portfolio

0.0%

Previous 0.0%

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Nov 08, 2024	BUY	$5.15 - $5.67 $505,024 - $556,017	98,063 Added 18.48%	628,714 $3.29 Million
Q2 2024 Aug 07, 2024	BUY	$4.96 - $5.69 $811,034 - $930,400	163,515 Added 44.54%	530,651 $2.88 Million
Q1 2024 May 10, 2024	SELL	$4.97 - $5.39 $90,965 - $98,653	-18,303 Reduced 4.75%	367,136 $1.87 Million
Q4 2023 Feb 14, 2024	SELL	$4.46 - $5.12 $99,172 - $113,848	-22,236 Reduced 5.45%	385,439 $1.9 Million
Q3 2023 Nov 13, 2023	SELL	$4.85 - $5.65 $405,207 - $472,046	-83,548 Reduced 17.01%	407,675 $2.03 Million
Q2 2023 Jul 31, 2023	BUY	$4.8 - $5.32 $45,283 - $50,188	9,434 Added 1.96%	491,223 $2.38 Million
Q1 2023 May 10, 2023	BUY	$5.04 - $6.21 $473,886 - $583,895	94,025 Added 24.25%	481,789 $2.52 Million
Q4 2022 Feb 07, 2023	SELL	$4.9 - $5.61 $95,942 - $109,843	-19,580 Reduced 4.81%	387,764 $1.97 Million
Q3 2022 Nov 14, 2022	BUY	$4.84 - $24.41 $477,809 - $2.41 Million	98,721 Added 31.99%	407,344 $2.11 Million
Q2 2022 Aug 12, 2022	BUY	$5.55 - $7.26 $60,106 - $78,625	10,830 Added 3.64%	308,623 $1.75 Million
Q1 2022 May 16, 2022	BUY	$7.0 - $8.39 $302,806 - $362,934	43,258 Added 16.99%	297,793 $2.16 Million
Q4 2021 Feb 14, 2022	BUY	$7.28 - $8.42 $604,276 - $698,902	83,005 Added 48.39%	254,535 $1.96 Million
Q3 2021 Nov 15, 2021	BUY	$6.97 - $7.6 $851,908 - $928,910	122,225 Added 247.9%	171,530 $1.24 Million
Q2 2021 Aug 13, 2021	SELL	$6.29 - $7.82 $1.29 Million - $1.61 Million	-205,606 Reduced 80.66%	49,305 $365,000
Q1 2021 May 14, 2021	BUY	$5.5 - $6.88 $1.06 Million - $1.33 Million	192,940 Added 311.34%	254,911 $1.61 Million
Q4 2020 Feb 12, 2021	BUY	$4.24 - $6.02 $172,699 - $245,200	40,731 Added 191.77%	61,971 $335,000
Q3 2020 Nov 09, 2020	SELL	$4.02 - $4.65 $50,832 - $58,799	-12,645 Reduced 37.32%	21,240 $93,000
Q2 2020 Aug 13, 2020	SELL	$2.71 - $6.0 $361,169 - $799,638	-133,273 Reduced 79.73%	33,885 $139,000
Q1 2020 May 14, 2020	BUY	$2.41 - $9.56 $124,876 - $495,360	51,816 Added 44.92%	167,158 $697,000
Q4 2019 Feb 14, 2020	BUY	$8.05 - $9.76 $666,636 - $808,245	82,812 Added 254.57%	115,342 $941,000
Q3 2019 Nov 13, 2019	SELL	$9.25 - $10.78 $29,054 - $33,859	-3,141 Reduced 8.81%	32,530 $303,000
Q2 2019 Aug 09, 2019	BUY	$9.79 - $10.94 $69,714 - $77,903	7,121 Added 24.94%	35,671 $360,000
Q1 2019 May 08, 2019	SELL	$9.7 - $10.45 $272,764 - $293,854	-28,120 Reduced 49.62%	28,550 $281,000
Q4 2018 Feb 07, 2019	BUY	$8.21 - $11.0 $123,971 - $166,100	15,100 Added 36.32%	56,670 $550,000
Q3 2018 Nov 14, 2018	BUY	$10.51 - $11.46 $436,900 - $476,392	41,570 New	41,570 $440,000

Others Institutions Holding OXLC

# of Institutions

123

Shares Held

11.4M

Call Options Held

Put Options Held

View Full List

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

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Lpl Financial LLC Oxford Lane Capital Corp. Transaction History