Lpl Financial LLC Principal ETF U.S. Small Cap M Put Options Transaction History

Lpl Financial LLC

$283 Billion
Q2 2025

Put Options

0 transactions

Quarter	Operation	Price Per put	puts change	puts Held	SEC Form

No transaction found.

Others Institutions Holding PSC

# of Institutions

59

Shares Held

14.5M

Call Options Held

0

Put Options Held

0

Principal Financial Group Inc Des Moines, IA

5.79M
Shares

$305 Million
0.18% of portfolio
Principal Securities, Inc. Des Moines, IA

2.25M
Shares

$119 Million
2.25% of portfolio
Envestnet Asset Management Inc

2.23M
Shares

$117 Million
0.04% of portfolio
Morgan Stanley New York, NY

1.12M
Shares

$59 Million
0.0% of portfolio
Wealth Enhancement Advisory Services, LLC

776K
Shares

$40.9 Million
0.07% of portfolio

About PRINCIPAL ETF U.S. SMALL-CAP M

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