Lpl Financial LLC Prospect Capital Corp Transaction History

Lpl Financial LLC

  • $218 Billion
  • Q3 2024

A detailed history of Lpl Financial LLC transactions in Prospect Capital Corp stock. As of the latest transaction made, Lpl Financial LLC holds 1,004,800 shares of PSEC stock, worth $4.21 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares
1,004,800
Previous 1,066,922 5.82%
Holding current value
$4.21 Million
Previous $5.9 Million 8.73%
% of portfolio
0.0%
Previous 0.0%

Shares

30 transactions
Quarter Operation Price Per share shares change shares Held SEC Form
Q3 2024

Nov 08, 2024
SELL
$4.75 - $5.6 $295,079 - $347,883
-62,122 Reduced 5.82%
1,004,800 $5.39 Million
Q2 2024

Aug 07, 2024
SELL
$5.21 - $5.69 $63,614 - $69,474
-12,210 Reduced 1.13%
1,066,922 $5.9 Million
Q1 2024

May 10, 2024
BUY
$5.33 - $6.24 $180,553 - $211,380
33,875 Added 3.24%
1,079,132 $5.96 Million
Q4 2023

Feb 14, 2024
BUY
$5.08 - $6.18 $740,318 - $900,623
145,732 Added 16.2%
1,045,257 $6.26 Million
Q3 2023

Nov 13, 2023
BUY
$5.94 - $6.65 $232,907 - $260,746
39,210 Added 4.56%
899,525 $5.44 Million
Q2 2023

Jul 31, 2023
SELL
$6.08 - $6.94 $579,521 - $661,493
-95,316 Reduced 9.97%
860,315 $5.33 Million
Q1 2023

May 10, 2023
BUY
$6.67 - $7.66 $867,079 - $995,777
129,997 Added 15.75%
955,631 $6.65 Million
Q4 2022

Feb 07, 2023
BUY
$6.39 - $7.82 $188,044 - $230,126
29,428 Added 3.7%
825,634 $5.77 Million
Q3 2022

Nov 14, 2022
BUY
$6.11 - $19.55 $343,461 - $1.1 Million
56,213 Added 7.6%
796,206 $4.94 Million
Q2 2022

Aug 12, 2022
BUY
$6.68 - $8.48 $153,646 - $195,048
23,001 Added 3.21%
739,993 $5.17 Million
Q1 2022

May 16, 2022
BUY
$7.86 - $8.89 $532,860 - $602,688
67,794 Added 10.44%
716,992 $5.94 Million
Q4 2021

Feb 14, 2022
BUY
$7.83 - $9.0 $568,732 - $653,715
72,635 Added 12.6%
649,198 $5.46 Million
Q3 2021

Nov 15, 2021
BUY
$7.69 - $8.46 $468,067 - $514,934
60,867 Added 11.8%
576,563 $4.44 Million
Q2 2021

Aug 13, 2021
SELL
$7.62 - $9.22 $213,527 - $258,362
-28,022 Reduced 5.15%
515,696 $4.33 Million
Q1 2021

May 14, 2021
BUY
$5.51 - $7.98 $801,423 - $1.16 Million
145,449 Added 36.52%
543,718 $4.17 Million
Q4 2020

Feb 12, 2021
SELL
$4.95 - $5.6 $115,028 - $130,132
-23,238 Reduced 5.51%
398,269 $2.16 Million
Q3 2020

Nov 09, 2020
SELL
$4.68 - $5.17 $69,366 - $76,629
-14,822 Reduced 3.4%
421,507 $2.12 Million
Q2 2020

Aug 13, 2020
SELL
$3.78 - $5.74 $549,676 - $834,693
-145,417 Reduced 25.0%
436,329 $2.23 Million
Q1 2020

May 14, 2020
BUY
$4.04 - $6.61 $30,061 - $49,185
7,441 Added 1.3%
581,746 $2.47 Million
Q4 2019

Feb 14, 2020
BUY
$6.37 - $6.7 $906,533 - $953,497
142,313 Added 32.94%
574,305 $3.7 Million
Q3 2019

Nov 13, 2019
SELL
$6.3 - $6.73 $464,574 - $496,283
-73,742 Reduced 14.58%
431,992 $2.85 Million
Q2 2019

Aug 09, 2019
SELL
$6.24 - $6.83 $56,528 - $61,872
-9,059 Reduced 1.76%
505,734 $3.3 Million
Q1 2019

May 08, 2019
SELL
$6.27 - $6.93 $24,841 - $27,456
-3,962 Reduced 0.76%
514,793 $3.36 Million
Q4 2018

Feb 07, 2019
BUY
$5.77 - $7.27 $89,048 - $112,197
15,433 Added 3.07%
518,755 $3.27 Million
Q3 2018

Nov 14, 2018
BUY
$6.67 - $7.58 $577,248 - $656,003
86,544 Added 20.77%
503,322 $3.69 Million
Q2 2018

Aug 14, 2018
BUY
$6.3 - $6.93 $222,585 - $244,843
35,331 Added 9.26%
416,778 $2.8 Million
Q1 2018

May 15, 2018
BUY
$6.21 - $7.01 $664,445 - $750,041
106,996 Added 38.99%
381,447 $2.5 Million
Q4 2017

Feb 14, 2018
BUY
$5.56 - $7.26 $74,787 - $97,654
13,451 Added 5.15%
274,451 $1.85 Million
Q3 2017

Nov 14, 2017
SELL
$6.55 - $8.18 $241,884 - $302,079
-36,929 Reduced 12.4%
261,000 $1.75 Million
Q2 2017

Aug 14, 2017
BUY
N/A
297,929
297,929 $2.42 Million

Others Institutions Holding PSEC

# of Institutions
251
Shares Held
39.6M
Call Options Held
979K
Put Options Held
9.39M
View Full List

About PROSPECT CAPITAL CORP

PSEC Quotes by TradingView
  • Ticker PSEC
  • Exchange NYSE
  • Sector Financial Services
  • Industry Asset Management
  • Description
  • Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...
More about PSEC
Track This Portfolio

Track Lpl Financial LLC Portfolio

Follow Lpl Financial LLC and customize your updates to receive the information that matters most to you.

Portfolio Update

Get notified when there are updates to the investment portfolio of Lpl Financial LLC, based on Form 13F filings with the SEC.

News

Stay updated on Lpl Financial LLC with notifications on news.

Choose your preferred platform and Sign Up 👇 Telegram Email