Lpl Financial LLC Rivernorth Opportunities Fund, Inc. Transaction History

Lpl Financial LLC

$283 Billion
Q2 2025

A detailed history of Lpl Financial LLC transactions in Rivernorth Opportunities Fund, Inc. stock. As of the latest transaction made, Lpl Financial LLC holds 446,832 shares of RIV stock, worth $5.55 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

446,832

Previous 426,391 4.79%

Holding current value

$5.55 Million

Previous $5.03 Million 8.97%

% of portfolio

0.0%

Previous 0.0%

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2025 Aug 12, 2025	BUY	$10.42 - $12.26 $212,995 - $250,606	20,441 Added 4.79%	446,832 $5.48 Million
Q1 2025 May 07, 2025	BUY	$11.64 - $12.49 $229,808 - $246,590	19,743 Added 4.86%	426,391 $5.03 Million
Q4 2024 Feb 11, 2025	BUY	$11.48 - $12.95 $921,683 - $1.04 Million	80,286 Added 24.6%	406,648 $4.67 Million
Q3 2024 Nov 08, 2024	BUY	$11.81 - $12.92 $325,483 - $356,075	27,560 Added 9.22%	326,362 $4.22 Million
Q2 2024 Aug 07, 2024	BUY	$11.26 - $12.32 $1.94 Million - $2.13 Million	172,521 Added 136.62%	298,802 $3.66 Million
Q1 2024 May 10, 2024	BUY	$10.97 - $12.09 $281,896 - $310,676	25,697 Added 25.55%	126,281 $1.52 Million
Q4 2023 Feb 14, 2024	BUY	$9.67 - $11.25 $185,054 - $215,291	19,137 Added 23.5%	100,584 $1.11 Million
Q3 2023 Nov 13, 2023	BUY	$10.51 - $11.51 $203,967 - $223,374	19,407 Added 31.28%	81,447 $856,000
Q2 2023 Jul 31, 2023	BUY	$10.89 - $11.6 $442,395 - $471,238	40,624 Added 189.69%	62,040 $709,000
Q1 2023 May 10, 2023	SELL	$10.92 - $12.55 $187,409 - $215,383	-17,162 Reduced 44.49%	21,416 $243,000
Q4 2022 Feb 07, 2023	BUY	$11.74 - $13.29 $24,454 - $27,683	2,083 Added 5.71%	38,578 $473,000
Q3 2022 Nov 14, 2022	SELL	$11.85 - $25.11 $8,792 - $18,631	-742 Reduced 1.99%	36,495 $445,000
Q2 2022 Aug 12, 2022	BUY	$12.58 - $16.29 $1,283 - $1,661	102 Added 0.27%	37,237 $526,000
Q1 2022 May 16, 2022	SELL	$15.2 - $16.65 $818,246 - $896,302	-53,832 Reduced 59.18%	37,135 $593,000
Q4 2021 Feb 14, 2022	BUY	$15.76 - $17.65 $1.07 Million - $1.2 Million	67,895 Added 294.27%	90,967 $1.45 Million
Q3 2021 Nov 15, 2021	BUY	$16.9 - $18.74 $389,916 - $432,369	23,072 New	23,072 $392,000
Q1 2018 May 15, 2018	SELL	$19.87 - $20.81 $544,716 - $570,485	-27,414 Closed	0 $0
Q4 2017 Feb 14, 2018	BUY	$19.05 - $20.51 $522,236 - $562,261	27,414	27,414 $549,000

Others Institutions Holding RIV

# of Institutions

Shares Held

5.2M

Call Options Held

Put Options Held

View Full List

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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Lpl Financial LLC Rivernorth Opportunities Fund, Inc. Transaction History