Lpl Financial LLC Saratoga Investment Corp. Transaction History

Lpl Financial LLC

$246 Billion
Q1 2025

A detailed history of Lpl Financial LLC transactions in Saratoga Investment Corp. stock. As of the latest transaction made, Lpl Financial LLC holds 88,665 shares of SAR stock, worth $2.2 Million. This represents 0.0% of its overall portfolio holdings.

Number of Shares

88,665

Previous 87,304 1.56%

Holding current value

$2.2 Million

Previous $2.09 Million 7.52%

% of portfolio

0.0%

Previous 0.0%

22 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2025 May 07, 2025	BUY	$23.35 - $26.0 $31,779 - $35,386	1,361 Added 1.56%	88,665 $2.25 Million
Q4 2024 Feb 11, 2025	SELL	$23.03 - $26.07 $125,812 - $142,420	-5,463 Reduced 5.89%	87,304 $2.09 Million
Q3 2024 Nov 08, 2024	BUY	$21.91 - $24.21 $80,256 - $88,681	3,663 Added 4.11%	92,767 $2.15 Million
Q2 2024 Aug 07, 2024	BUY	$22.59 - $24.42 $231,976 - $250,768	10,269 Added 13.03%	89,104 $2.02 Million
Q1 2024 May 10, 2024	BUY	$22.52 - $26.35 $99,088 - $115,940	4,400 Added 5.91%	78,835 $1.83 Million
Q4 2023 Feb 14, 2024	BUY	$23.05 - $26.73 $10,833 - $12,563	470 Added 0.64%	74,435 $1.92 Million
Q3 2023 Nov 13, 2023	BUY	$25.46 - $27.45 $54,637 - $58,907	2,146 Added 2.99%	73,965 $1.9 Million
Q2 2023 Jul 31, 2023	BUY	$22.82 - $28.64 $158,256 - $198,618	6,935 Added 10.69%	71,819 $1.94 Million
Q1 2023 May 10, 2023	SELL	$23.82 - $27.77 $85,275 - $99,416	-3,580 Reduced 5.23%	64,884 $1.64 Million
Q4 2022 Feb 07, 2023	BUY	$20.36 - $27.16 $38,928 - $51,929	1,912 Added 2.87%	68,464 $1.75 Million
Q3 2022 Nov 14, 2022	BUY	$20.77 - $27.12 $52,776 - $68,911	2,541 Added 3.97%	66,552 $1.38 Million
Q2 2022 Aug 12, 2022	SELL	$22.7 - $28.26 $128,822 - $160,375	-5,675 Reduced 8.14%	64,011 $1.53 Million
Q1 2022 May 16, 2022	SELL	$25.2 - $29.15 $255,200 - $295,202	-10,127 Reduced 12.69%	69,686 $1.9 Million
Q4 2021 Feb 14, 2022	BUY	$28.5 - $29.8 $81,937 - $85,675	2,875 Added 3.74%	79,813 $2.35 Million
Q3 2021 Nov 15, 2021	BUY	$26.12 - $29.27 $204,780 - $229,476	7,840 Added 11.35%	76,938 $2.21 Million
Q2 2021 Aug 13, 2021	BUY	$24.34 - $26.95 $14,457 - $16,008	594 Added 0.87%	69,098 $1.86 Million
Q1 2021 May 14, 2021	BUY	$20.43 - $25.32 $169,650 - $210,257	8,304 Added 13.79%	68,504 $1.74 Million
Q4 2020 Feb 12, 2021	BUY	$17.02 - $22.67 $26,568 - $35,387	1,561 Added 2.66%	60,200 $1.26 Million
Q3 2020 Nov 09, 2020	SELL	$15.08 - $18.33 $14,597 - $17,743	-968 Reduced 1.62%	58,639 $985,000
Q2 2020 Aug 13, 2020	BUY	$9.51 - $18.71 $462,233 - $909,399	48,605 Added 441.78%	59,607 $942,000
Q1 2020 May 14, 2020	SELL	$8.4 - $28.35 $31,626 - $106,737	-3,765 Reduced 25.5%	11,002 $127,000
Q4 2019 Feb 14, 2020	BUY	$24.0 - $26.23 $354,408 - $387,338	14,767 New	14,767 $368,000

Others Institutions Holding SAR

# of Institutions

Shares Held

2.65M

Call Options Held

29.8K

Put Options Held

30.7K

View Full List

About SARATOGA INVESTMENT CORP.

Ticker SAR
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 11,900,200
Market Cap $295M
Description
Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. It structures its investments as debt and equity by investing through fir...

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Lpl Financial LLC Saratoga Investment Corp. Transaction History