Mizuho Securities Usa LLC Spdr Dow Jones Industrial Average ETF Trust Transaction History

Mizuho Securities Usa LLC

$4.19 Billion
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Jan 28, 2022	SELL	$340.01 - $364.84 $9.33 Million - $10 Million	-27,431 Closed	0 $0
Q3 2021 Oct 28, 2021	SELL	$338.29 - $356.57 $21.7 Million - $22.8 Million	-64,069 Reduced 70.02%	27,431 $9.28 Million
Q2 2021 Jul 28, 2021	BUY	$331.45 - $347.9 $30.3 Million - $31.8 Million	91,500 New	91,500 $31.6 Million
Q1 2021 Apr 28, 2021	SELL	$299.81 - $331.66 $13.8 Million - $15.3 Million	-46,161 Closed	0 $0
Q4 2020 Jan 29, 2021	SELL	$265.06 - $305.79 $30.7 Million - $35.5 Million	-115,975 Reduced 71.53%	46,161 $14.1 Million
Q3 2020 Oct 26, 2020	BUY	$257.24 - $291.21 $18.8 Million - $21.3 Million	73,034 Added 81.97%	162,136 $45 Million
Q2 2020 Jul 27, 2020	BUY	$209.38 - $276.28 $16.3 Million - $21.6 Million	78,003 Added 702.79%	89,102 $23 Million
Q1 2020 May 01, 2020	SELL	$186.13 - $295.72 $49.7 Million - $79 Million	-267,009 Reduced 96.01%	11,099 $2.43 Million
Q4 2019 Jan 30, 2020	BUY	$260.72 - $286.33 $63.7 Million - $69.9 Million	244,208 Added 720.38%	278,108 $79.3 Million
Q3 2019 Oct 31, 2019	BUY	$255.08 - $273.6 $3.18 Million - $3.41 Million	12,456 Added 58.09%	33,900 $9.13 Million
Q2 2019 Aug 08, 2019	SELL	$248.22 - $268.08 $1.74 Million - $1.88 Million	-7,009 Reduced 24.63%	21,444 $5.7 Million
Q1 2019 Apr 24, 2019	BUY	$226.72 - $260.89 $3.48 Million - $4 Million	15,340 Added 116.98%	28,453 $7.37 Million
Q4 2018 Feb 04, 2019	SELL	$218.1 - $267.95 $190 Million - $233 Million	-869,232 Reduced 98.51%	13,113 $3.06 Million
Q3 2018 Oct 18, 2018	BUY	$241.66 - $267.12 $28.7 Million - $31.7 Million	118,794 Added 15.56%	882,345 $233 Million
Q2 2018 Jul 23, 2018	SELL	$236.15 - $253.39 $156 Million - $167 Million	-660,591 Reduced 46.39%	763,551 $0
Q1 2018 May 01, 2018	SELL	$235.13 - $265.91 $127 Million - $143 Million	-539,328 Reduced 27.47%	1,424,142 $343 Million
Q4 2017 Jan 24, 2018	BUY	$225.24 - $248.13 $66.8 Million - $73.6 Million	296,538 Added 17.79%	1,963,470 $485 Million
Q3 2017 Oct 23, 2017	BUY	$216.53 - $223.9 $361 Million - $373 Million	1,666,932	1,666,932 $373 Million

Others Institutions Holding DIA

# of Institutions

1,333

Shares Held

34M

Call Options Held

10.4M

Put Options Held

12.1M

Morgan Stanley New York, NY

3.44M
Shares

$1.49 Billion
0.11% of portfolio
International Assets Investment Management, LLC Orlando, FL

3.4M
Shares

$1.48 Billion
0.02% of portfolio
Bank Of America Corp Charlotte, NC

2.6M
Shares

$1.13 Billion
0.09% of portfolio
Royal Bank Of Canada Toronto, A6

2.05M
Shares

$891 Million
0.18% of portfolio
Lpl Financial LLC Fort Mill, SC

1.44M
Shares

$623 Million
0.28% of portfolio

About SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

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