Mml Investors Services, LLC Liberty All Star Growth Fund Inc. Transaction History

Mml Investors Services, LLC

$27.4 Billion
Q3 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2018 Feb 14, 2019	SELL	$4.06 - $6.5 $632,125 - $1.01 Million	-155,696 Closed	0 $0
Q3 2018 Nov 07, 2018	SELL	$6.26 - $7.65 $188,012 - $229,760	-30,034 Reduced 16.17%	155,696 $989,000
Q2 2018 Aug 13, 2018	BUY	$5.75 - $6.73 $127,615 - $149,365	22,194 Added 13.57%	185,730 $1.23 Million
Q1 2018 May 11, 2018	BUY	$5.53 - $6.4 $107,077 - $123,923	19,363 Added 13.43%	163,536 $988,000
Q4 2017 Feb 13, 2018	BUY	$5.07 - $5.6 $630,211 - $696,091	124,302 Added 625.54%	144,173 $799,000
Q3 2017 Nov 14, 2017	BUY	$4.81 - $5.23 $95,579 - $103,925	19,871	19,871 $104,000

Others Institutions Holding ASG

# of Institutions

74

Shares Held

11.9M

Call Options Held

0

Put Options Held

0

Karpus Management, Inc. Pittsford, NY

3.37M
Shares

$19.1 Million
0.61% of portfolio
Cornerstone Advisors, LLC Asheville, NC

1.65M
Shares

$9.32 Million
0.37% of portfolio
Shaker Financial Services, LLC

1.26M
Shares

$7.11 Million
2.7% of portfolio
Lpl Financial LLC Fort Mill, SC

839K
Shares

$4.75 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

793K
Shares

$4.49 Million
0.1% of portfolio

About LIBERTY ALL STAR GROWTH FUND INC.

Ticker ASG
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All-Star Growth Fund, Inc. is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. It is co-managed by Weatherbie Capital, LLC, Congress Asset Management Company, and Sustainable Growth Advisers, LP. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies oper...

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