Mml Investors Services, LLC Ellsworth Growth & Income Fund LTD Transaction History

Mml Investors Services, LLC

$24.8 Billion
Q2 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Nov 14, 2022	SELL	$8.01 - $24.67 $130,923 - $403,231	-16,345 Reduced 42.25%	22,338 $179,000
Q2 2022 Aug 12, 2022	SELL	$8.32 - $10.78 $111,171 - $144,042	-13,362 Reduced 25.67%	38,683 $330,000
Q1 2022 May 13, 2022	SELL	$9.9 - $12.31 $110,899 - $137,896	-11,202 Reduced 17.71%	52,045 $551,000
Q4 2021 Feb 14, 2022	SELL	$11.82 - $14.72 $1.03 Million - $1.28 Million	-86,789 Reduced 57.85%	63,247 $782,000
Q3 2021 Nov 15, 2021	SELL	$13.22 - $15.37 $109,831 - $127,693	-8,308 Reduced 5.25%	150,036 $2 Million
Q2 2021 Aug 13, 2021	SELL	$13.62 - $15.0 $21,356 - $23,520	-1,568 Reduced 0.98%	158,344 $2.33 Million
Q1 2021 May 14, 2021	SELL	$13.16 - $17.05 $114,847 - $148,795	-8,727 Reduced 5.17%	159,912 $2.16 Million
Q4 2020 Feb 12, 2021	BUY	$11.23 - $14.33 $136,006 - $173,550	12,111 Added 7.74%	168,639 $2.34 Million
Q3 2020 Nov 13, 2020	SELL	$11.25 - $12.77 $238,578 - $270,813	-21,207 Reduced 11.93%	156,528 $1.81 Million
Q2 2020 Aug 14, 2020	SELL	$8.02 - $11.72 $131,487 - $192,149	-16,395 Reduced 8.45%	177,735 $2.04 Million
Q1 2020 May 14, 2020	BUY	$7.0 - $12.32 $252,651 - $444,665	36,093 Added 22.84%	194,130 $1.67 Million
Q4 2019 Feb 11, 2020	BUY	$10.09 - $11.83 $37,776 - $44,291	3,744 Added 2.43%	158,037 $1.86 Million
Q3 2019 Nov 14, 2019	BUY	$10.27 - $11.13 $1.58 Million - $1.72 Million	154,293 New	154,293 $1.62 Million
Q3 2018 Nov 07, 2018	SELL	$9.42 - $10.36 $301,458 - $331,540	-32,002 Closed	0 $0
Q2 2018 Aug 13, 2018	SELL	$8.96 - $9.61 $12,992 - $13,934	-1,450 Reduced 4.33%	32,002 $302,000
Q1 2018 May 11, 2018	SELL	$8.82 - $9.8 $93,985 - $104,428	-10,656 Reduced 24.16%	33,452 $306,000
Q4 2017 Feb 13, 2018	SELL	$9.11 - $9.65 $442,053 - $468,256	-48,524 Reduced 52.38%	44,108 $415,000
Q3 2017 Nov 14, 2017	BUY	$8.9 - $9.35 $824,424 - $866,109	92,632	92,632 $858,000

Others Institutions Holding ECF

# of Institutions

56

Shares Held

5.85M

Call Options Held

0

Put Options Held

0

Saba Capital Management, L.P. New York, NY

1.08M
Shares

$9.76 Million
0.15% of portfolio
Wells Fargo & Company San Francisco, CA

1.05M
Shares

$9.45 Million
0.0% of portfolio
Ameriprise Financial Inc Minneapolis, MN

363K
Shares

$3.26 Million
0.0% of portfolio
Cornerstone Advisors, LLC Asheville, NC

347K
Shares

$3.12 Million
0.12% of portfolio
Wealth Enhancement Advisory Services, LLC

284K
Shares

$2.55 Million
0.01% of portfolio

About ELLSWORTH GROWTH & INCOME FUND LTD

Ticker ECF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Ellsworth Growth and Income Fund Ltd. is a closed-ended equity mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in the public equity markets. The fund primarily invests in convertible securities. It invests in stocks of companies across market capitalizations. The fund benchmarks the performance...

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