Mml Investors Services, LLC Fidus Investment Corp Transaction History

Mml Investors Services, LLC

$27.4 Billion
Q3 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2021 May 14, 2021	SELL	$12.78 - $15.67 $132,017 - $161,871	-10,330 Closed	0 $0
Q3 2020 Nov 13, 2020	SELL	$8.49 - $10.72 $5,603 - $7,075	-660 Reduced 6.01%	10,330 $102,000
Q2 2020 Aug 14, 2020	BUY	$5.36 - $11.02 $58,906 - $121,109	10,990 New	10,990 $99,000
Q3 2019 Nov 14, 2019	SELL	$14.49 - $16.33 $145,769 - $164,279	-10,060 Closed	0 $0
Q2 2019 Aug 13, 2019	SELL	$15.33 - $16.47 $14,256 - $15,317	-930 Reduced 8.46%	10,060 $160,000
Q2 2018 Aug 13, 2018	SELL	$12.81 - $14.55 $1,037 - $1,178	-81 Reduced 0.73%	10,990 $156,000
Q1 2018 May 11, 2018	SELL	$12.77 - $15.55 $22,781 - $27,741	-1,784 Reduced 13.88%	11,071 $143,000
Q4 2017 Feb 13, 2018	BUY	$15.18 - $16.83 $27,157 - $30,108	1,789 Added 16.17%	12,855 $195,000
Q3 2017 Nov 14, 2017	BUY	$15.8 - $16.86 $174,842 - $186,572	11,066	11,066 $178,000

Others Institutions Holding FDUS

# of Institutions

118

Shares Held

7.72M

Call Options Held

65.8K

Put Options Held

10K

Van Eck Associates Corp

809K
Shares

$16.6 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

605K
Shares

$12.4 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

547K
Shares

$11.2 Million
0.01% of portfolio
Morgan Stanley New York, NY

447K
Shares

$9.15 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

399K
Shares

$8.17 Million
0.01% of portfolio

About FIDUS INVESTMENT Corp

Ticker FDUS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Fidus Investment Corporation is a business development company. It specializing in leveraged buyouts, refinancings, change of ownership transactions, recapitalizations, strategic acquisitions, mezzanine, growth capital, business expansion, lower middle market investments, debt investments, subordinated and second lien loans, senior secured and u...

More about FDUS

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