Mml Investors Services, LLC First Trust ETF Iii Riverfront Transaction History

Mml Investors Services, LLC

$27.4 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2020 May 14, 2020	SELL	$39.7 - $60.55 $154,075 - $234,994	-3,881 Closed	0 $0
Q4 2019 Feb 11, 2020	SELL	$54.09 - $60.15 $100,012 - $111,217	-1,849 Reduced 32.27%	3,881 $233,000
Q3 2019 Nov 14, 2019	SELL	$52.61 - $57.45 $155,883 - $170,224	-2,963 Reduced 34.08%	5,730 $319,000
Q2 2019 Aug 13, 2019	SELL	$54.38 - $58.46 $222,522 - $239,218	-4,092 Reduced 32.01%	8,693 $493,000
Q1 2019 May 10, 2019	SELL	$50.68 - $57.25 $53,670 - $60,627	-1,059 Reduced 7.65%	12,785 $720,000
Q4 2018 Feb 14, 2019	SELL	$49.45 - $61.99 $56,620 - $70,978	-1,145 Reduced 7.64%	13,844 $709,000
Q3 2018 Nov 07, 2018	SELL	$59.55 - $63.16 $384,157 - $407,445	-6,451 Reduced 30.09%	14,989 $926,000
Q2 2018 Aug 13, 2018	SELL	$60.69 - $65.81 $226,434 - $245,537	-3,731 Reduced 14.82%	21,440 $1.31 Million
Q1 2018 May 11, 2018	BUY	$62.53 - $68.93 $296,392 - $326,728	4,740 Added 23.2%	25,171 $1.61 Million
Q4 2017 Feb 13, 2018	BUY	$62.66 - $64.45 $25,627 - $26,360	409 Added 2.04%	20,431 $1.31 Million
Q3 2017 Nov 14, 2017	BUY	$62.43 - $63.06 $1.25 Million - $1.26 Million	20,022	20,022 $1.26 Million

Others Institutions Holding RFDI

# of Institutions

44

Shares Held

1.64M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

399K
Shares

$25.2 Million
0.0% of portfolio
River Front Investment Group, LLC Richmond, VA

308K
Shares

$19.5 Million
0.5% of portfolio
Envestnet Asset Management Inc

132K
Shares

$8.31 Million
0.0% of portfolio
Prospera Financial Services Inc

126K
Shares

$7.93 Million
0.22% of portfolio
Per Stirling Capital Management, Llc. Austin, TX

118K
Shares

$7.45 Million
1.1% of portfolio

About FIRST TRUST ETF III RIVERFRONT

Ticker RFDI
Sector ETFs
Industry ETFs

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