Nomura Holdings Inc Liberty All Star Equity Fund Transaction History

Nomura Holdings Inc

$41.1 Billion
Q3 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	BUY	$5.64 - $6.44 $140,436 - $160,356	24,900 New	24,900 $158,000
Q1 2022 May 18, 2022	SELL	$7.0 - $8.45 $350,000 - $422,499	-50,000 Closed	0 $0
Q4 2021 Feb 14, 2022	BUY	$7.88 - $9.21 $394,000 - $460,500	50,000 New	50,000 $419,000

Others Institutions Holding USA

# of Institutions

193

Shares Held

29.7M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

3.54M
Shares

$25.2 Million
0.01% of portfolio
Morgan Stanley New York, NY

3.04M
Shares

$21.7 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

1.68M
Shares

$12 Million
0.01% of portfolio
Bensler, LLC Bellevue, WA

1.62M
Shares

$11.5 Million
1.45% of portfolio
Ameriprise Financial Inc Minneapolis, MN

1.49M
Shares

$10.6 Million
0.0% of portfolio

About LIBERTY ALL STAR EQUITY FUND

Ticker USA
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Liberty All Star Equity Fund is a closed-ended equity mutual fund launched and managed by ALPS Advisers, Inc. The fund is co-managed by Aristotle Capital Management, LLC, Pzena Investment Management, LLC, Delaware Investments Fund Advisers, Sustainable Growth Advisers, LP, and TCW Investment Management Company. It invests in the public equity ma...

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