Northeast Financial Consultants Inc Closed Holding Positions

Northeast Financial Consultants Inc

  • $2.25 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Athene Holding LTD
Q1 2021 Filed on May 13, 2021
42,000
N/A
STNE
Stone Co Ltd.

Technology
Q1 2021 Filed on May 13, 2021
2,420
$59.89 - $94.09 $145K - $228K
Gci Liberty Inc
Q4 2020 Filed on Feb 12, 2021
2,902
N/A
BRK-A
Berkshire Hathaway Inc

Financial Services
Q4 2020 Filed on Feb 12, 2021
4
$301740.0 - $351101.0 $1.21M - $1.4M
LCTX
Lineage Cell Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 12, 2021
523,756
$0.95 - $1.83 $498K - $958K
Seattle Genetics Inc
Q4 2020 Filed on Feb 12, 2021
3,929
N/A
FLOT
Ishares Tr Fltg Rate Nt ETF

ETFs
Q4 2020 Filed on Feb 12, 2021
8,366
$50.66 - $50.76 $424K - $425K
Noble Energy Inc
Q4 2020 Filed on Feb 12, 2021
17,500
N/A
Mylan Nv
Q4 2020 Filed on Feb 12, 2021
10,000
N/A
IRWD
Ironwood Pharmaceuticals Inc

Healthcare
Q3 2020 Filed on Oct 29, 2020
37,355
$8.99 - $10.74 $336K - $401K
SIGA
Siga Technologies Inc

Healthcare
Q3 2020 Filed on Oct 29, 2020
127,339
$5.62 - $7.68 $716K - $978K
PRU
Prudential Financial Inc

Financial Services
Q3 2020 Filed on Oct 29, 2020
3,714
$58.03 - $70.74 $216K - $263K
PEY
Invesco Exchange Traded Fd Tr

ETFs
Q3 2020 Filed on Oct 29, 2020
12,814
$13.69 - $15.37 $175K - $197K
VNM
Vaneck Vietnam ETF

ETFs
Q3 2020 Filed on Oct 29, 2020
11,055
$13.7 - $15.2 $151K - $168K
Cimarex Energy CO
Q3 2020 Filed on Oct 29, 2020
8,250
N/A
IAG
Iamgold Corp

Basic Materials
Q3 2020 Filed on Oct 29, 2020
15,000
$3.61 - $5.2 $54.2K - $78K
FOLD
Amicus Therapeutics, Inc.

Healthcare
Q3 2020 Filed on Oct 29, 2020
13,495
$12.89 - $15.89 $174K - $214K
SPLV
Invesco ETF Tr Ii S&P 500 Low

ETFs
Q3 2020 Filed on Oct 29, 2020
4,059
$49.96 - $55.57 $203K - $226K
IFF
International Flavors & Fragrances Inc

Basic Materials
Q3 2020 Filed on Oct 29, 2020
14,500
$116.12 - $130.99 $1.68M - $1.9M
ST
Sensata Technologies Holding PLC

Technology
Q2 2020 Filed on Jul 30, 2020
54,273
$27.75 - $42.99 $1.51M - $2.33M
GILD
Gilead Sciences, Inc.

Healthcare
Q2 2020 Filed on Jul 30, 2020
3,590
$72.34 - $84.0 $260K - $302K
TAK
Takeda Pharmaceutical CO LTD

Healthcare
Q2 2020 Filed on Jul 30, 2020
27,122
$14.59 - $19.5 $396K - $529K
LBRDA
Liberty Broadband Corp

Communication Services
Q2 2020 Filed on Jul 30, 2020
2,256
$102.53 - $135.67 $231K - $306K
Zafgen Inc
Q2 2020 Filed on Jul 30, 2020
23,243
N/A
MGPI
Mgp Ingredients Inc

Consumer Defensive
Q2 2020 Filed on Jul 30, 2020
40,000
$26.21 - $40.99 $1.05M - $1.64M
Allergan PLC
Q2 2020 Filed on Jul 30, 2020
4,399
N/A
WBA
Walgreens Boots Alliance, Inc.

Healthcare
Q2 2020 Filed on Jul 30, 2020
8,319
$38.35 - $47.02 $319K - $391K
Adesto Technologies Corp
Q2 2020 Filed on Jul 30, 2020
68,000
N/A
CLB
Core Laboratories N V

Energy
Q2 2020 Filed on Jul 30, 2020
20,242
$9.49 - $29.15 $192K - $590K
Tortoise Energy Infra Corp
Q2 2020 Filed on Jul 30, 2020
15,000
N/A
PNNT
Pennantpark Investment Corp

Financial Services
Q2 2020 Filed on Jul 30, 2020
13,089
$2.32 - $4.19 $30.4K - $54.8K
IR
Ingersoll Rand Inc.

Industrials
Q2 2020 Filed on Jul 30, 2020
12,561
$23.04 - $35.03 $289K - $440K
TYL
Tyler Technologies Inc

Technology
Q2 2020 Filed on Jul 30, 2020
12,061
$280.34 - $382.66 $3.38M - $4.62M
United Technologies Corp
Q2 2020 Filed on Jul 30, 2020
3,020
N/A
RGI
Invesco S&P 500 Equal Weight I

ETFs
Q2 2020 Filed on Jul 30, 2020
71,791
N/A
Raytheon CO
Q2 2020 Filed on Jul 30, 2020
6,915
N/A
ING
Ing Groep Nv

Financial Services
Q2 2020 Filed on Jul 30, 2020
68,000
$4.93 - $8.19 $335K - $557K
VOD
Vodafone Group Public LTD CO

Communication Services
Q2 2020 Filed on Jul 30, 2020
14,805
$13.06 - $18.16 $193K - $269K
UVV
Universal Corp

Consumer Defensive
Q2 2020 Filed on Jul 30, 2020
11,000
$40.44 - $49.03 $445K - $539K
AAXJ
Ishares Msci All Country Asia

ETFs
Q2 2020 Filed on Jul 30, 2020
12,300
$57.07 - $70.45 $702K - $867K
BKR
Baker Hughes CO

Energy
Q2 2020 Filed on Jul 30, 2020
19,600
$9.8 - $19.06 $192K - $374K
NVS
Novartis Ag

Healthcare
Q2 2020 Filed on Jul 30, 2020
7,900
$80.93 - $91.1 $639K - $720K
BP
Bp PLC

Energy
Q2 2020 Filed on Jul 30, 2020
121,439
$21.64 - $28.38 $2.63M - $3.45M
LTHM
Livent Corp.

Basic Materials
Q2 2020 Filed on Jul 30, 2020
24,401
$4.6 - $8.74 $112K - $213K
Caesars Entmt Corp
Q2 2020 Filed on Jul 30, 2020
15,187
N/A
SPSB
Spdr Portfolio Short Term Corp

ETFs
Q1 2020 Filed on May 13, 2020
8,600
$27.48 - $31.14 $236K - $268K
VIS
Vanguard Industrial ETF

ETFs
Q1 2020 Filed on May 13, 2020
1,300
$91.89 - $160.43 $119K - $209K
IXC
Ishares Tr Global Energy ETF

ETFs
Q1 2020 Filed on May 13, 2020
7,900
$12.76 - $31.54 $101K - $249K
STZ
Constellation Brands, Inc.

Consumer Defensive
Q1 2020 Filed on May 13, 2020
6,306
$105.64 - $208.34 $666K - $1.31M
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