Northern Trust Corp Closed Holding Positions

Northern Trust Corp

$690 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Lm Fdg Amer Inc	Q2 2021 Filed on Aug 13, 2021	47,767	N/A
Lightspeed Pos Inc	Q2 2021 Filed on Aug 13, 2021	45,857	N/A
Mohawk Group Hldgs Inc	Q2 2021 Filed on Aug 13, 2021	18,353	N/A
PDS Precision Drilling Corp Energy	Q2 2021 Filed on Aug 13, 2021	4,803	$22.95 - $42.17 $110K - $203K
Puxin LTD	Q2 2021 Filed on Aug 13, 2021	43,450	N/A
Smtc Corp	Q2 2021 Filed on Aug 13, 2021	37,951	N/A
TRQ Turquoise Hill Resources Ltd. Basic Materials	Q2 2021 Filed on Aug 13, 2021	71,799	$16.07 - $21.18 $1.15M - $1.52M
Washington Prime Group New	Q2 2021 Filed on Aug 13, 2021	48,523	N/A
EOD Allspring Global Dividend Opportunity Fund Financial Services	Q2 2021 Filed on Aug 13, 2021	17,630	$5.24 - $5.97 $92.4K - $105K
ARKF Ark ETF Tr Fintech Innovation ETFs	Q2 2021 Filed on Aug 13, 2021	13,404	$44.87 - $55.18 $601K - $740K
Akers Biosciences Inc	Q2 2021 Filed on Aug 13, 2021	33,285	N/A
GSEW Goldman Sachs Tr Eql Weight Us ETFs	Q2 2021 Filed on Aug 13, 2021	3,287	$62.99 - $67.26 $207K - $221K
NEAR Blackrock Short Maturity Bond ETFs	Q2 2021 Filed on Aug 13, 2021	11,000	$50.15 - $50.21 $552K - $552K
Linx Sa	Q2 2021 Filed on Aug 13, 2021	13,683	N/A
Sociedad Quimica Y Minera De	Q2 2021 Filed on Aug 13, 2021	87,934	N/A
Star Peak Corp Ii	Q2 2021 Filed on Aug 13, 2021	14,837	N/A
TEI Templeton Emerging Markets Income Fund Financial Services	Q2 2021 Filed on Aug 13, 2021	15,334	$7.44 - $8.18 $114K - $125K
Acacia Communications Inc	Q1 2021 Filed on May 12, 2021	478,541	N/A
Acorda Therapeutics Inc	Q1 2021 Filed on May 12, 2021	94,103	N/A
American Renal Assocs Hldgs	Q1 2021 Filed on May 12, 2021	247,288	N/A
Anworth Mtg Asset Corp	Q1 2021 Filed on May 12, 2021	1,131,160	N/A
Apache Corp	Q1 2021 Filed on May 12, 2021	3,795,705	N/A
Bg Staffing Inc	Q1 2021 Filed on May 12, 2021	101,825	N/A
Bmc Stk Hldgs Inc	Q1 2021 Filed on May 12, 2021	1,018,872	N/A
Biotelemetry Inc	Q1 2021 Filed on May 12, 2021	462,985	N/A
Bridge Bancorp Inc	Q1 2021 Filed on May 12, 2021	243,183	N/A
Cnooc Limited	Q1 2021 Filed on May 12, 2021	131,804	N/A
Cellular Biomedicine Group I	Q1 2021 Filed on May 12, 2021	197,896	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on May 12, 2021	11,057,714	N/A
China Mobile Limited	Q1 2021 Filed on May 12, 2021	1,861,505	N/A
China Unicom Hong Kong	Q1 2021 Filed on May 12, 2021	1,140,220	N/A
Collectors Universe Inc	Q1 2021 Filed on May 12, 2021	136,528	N/A
Concho Res Inc	Q1 2021 Filed on May 12, 2021	2,291,316	N/A
Dime Cmnty Bancshares Inc	Q1 2021 Filed on May 12, 2021	353,464	N/A
Eaton Vance Corp	Q1 2021 Filed on May 12, 2021	1,137,250	N/A
Endurance Intl Group Hldgs I	Q1 2021 Filed on May 12, 2021	801,410	N/A
FDL First Tr Morningstar Dividend ETFs	Q1 2021 Filed on May 12, 2021	15,671	$29.2 - $32.92 $458K - $516K
Fitbit Inc	Q1 2021 Filed on May 12, 2021	2,850,701	N/A
Flexshares Tr	Q1 2021 Filed on May 12, 2021	8,800	N/A
Foundation Bldg Matls Inc	Q1 2021 Filed on May 12, 2021	422,571	N/A
Genesis Healthcare Inc	Q1 2021 Filed on May 12, 2021	185,838	N/A
Griffin Indl Rlty Inc	Q1 2021 Filed on May 12, 2021	38,401	N/A
Insignia Sys Inc	Q1 2021 Filed on May 12, 2021	14,278	N/A
Lee Enterprises Inc	Q1 2021 Filed on May 12, 2021	110,250	N/A
Moleculin Biotech Inc	Q1 2021 Filed on May 12, 2021	89,148	N/A
Nantkwest Inc	Q1 2021 Filed on May 12, 2021	402,271	N/A
National Gen Hldgs Corp	Q1 2021 Filed on May 12, 2021	1,101,732	N/A
National Oilwell Varco Inc	Q1 2021 Filed on May 12, 2021	3,349,408	N/A
Neos Therapeutics Inc	Q1 2021 Filed on May 12, 2021	129,541	N/A
BXMX Nuveen S&P 500 Buy Write Income Fund Financial Services	Q1 2021 Filed on May 12, 2021	14,730	$12.35 - $13.48 $182K - $199K

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