Northern Trust Corp Closed Holding Positions

Northern Trust Corp

$658 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Dpw Hldgs Inc	Q1 2021 Filed on May 12, 2021	22,576	N/A
FTAI Fortress Transportation & Infrastructure Investors LLC Industrials	Q1 2021 Filed on May 12, 2021	10,000	$21.89 - $31.64 $219K - $316K
GBIL Goldman Sachs Access Treasury ETFs	Q1 2021 Filed on May 12, 2021	10,298	$100.12 - $100.14 $1.03M - $1.03M
KBA Kraneshares Bosera Msci China ETFs	Q1 2021 Filed on May 12, 2021	6,893	$43.01 - $53.28 $296K - $367K
National Hldgs Corp	Q1 2021 Filed on May 12, 2021	10,085	N/A
IPO Renaissance Cap Greenwich Fds ETFs	Q1 2021 Filed on May 12, 2021	4,030	$59.15 - $76.13 $238K - $307K
SILV Silver Crest Metals Inc. Basic Materials	Q1 2021 Filed on May 12, 2021	17,510	$7.27 - $12.35 $127K - $216K
Tengasco Inc	Q1 2021 Filed on May 12, 2021	10,282	N/A
TGA Transglobe Energy Corp Energy	Q1 2021 Filed on May 12, 2021	10,880	$0.91 - $1.81 $9.9K - $19.7K
Amag Pharmaceuticals Inc	Q4 2020 Filed on Feb 11, 2021	440,483	N/A
Aarons Inc	Q4 2020 Filed on Feb 11, 2021	1,403,193	N/A
Abraxas Pete Corp	Q4 2020 Filed on Feb 11, 2021	737,339	N/A
Aduro Biotech Inc	Q4 2020 Filed on Feb 11, 2021	687,838	N/A
Advanced Disp Svcs Inc Del	Q4 2020 Filed on Feb 11, 2021	971,615	N/A
Aimmune Therapeutics Inc	Q4 2020 Filed on Feb 11, 2021	668,872	N/A
Akcea Therapeutics Inc	Q4 2020 Filed on Feb 11, 2021	253,393	N/A
Biospecifics Technologies CO	Q4 2020 Filed on Feb 11, 2021	96,310	N/A
Bitauto Hldgs LTD	Q4 2020 Filed on Feb 11, 2021	38,949	N/A
Cbl & Assoc Pptys Inc	Q4 2020 Filed on Feb 11, 2021	552,913	N/A
Cabot Microelectronics Corp	Q4 2020 Filed on Feb 11, 2021	538,519	N/A
Capital Sr Living Corp	Q4 2020 Filed on Feb 11, 2021	80,844	N/A
Cedar Realty Trust Inc	Q4 2020 Filed on Feb 11, 2021	356,378	N/A
China Telecom Corp LTD	Q4 2020 Filed on Feb 11, 2021	18,019	N/A
Civeo Corp Cda	Q4 2020 Filed on Feb 11, 2021	17,281	N/A
Craft Brew Alliance Inc	Q4 2020 Filed on Feb 11, 2021	120,823	N/A
Dunkin Brands Group Inc	Q4 2020 Filed on Feb 11, 2021	687,322	N/A
E Trade Financial Corp	Q4 2020 Filed on Feb 11, 2021	2,190,507	N/A
EDN Edenor Utilities	Q4 2020 Filed on Feb 11, 2021	19,648	$2.88 - $4.24 $56.6K - $83.3K
Enservco Corp	Q4 2020 Filed on Feb 11, 2021	107,211	N/A
Flexshares Tr	Q4 2020 Filed on Feb 11, 2021	64,561	N/A
Forum Energy Technologies In	Q4 2020 Filed on Feb 11, 2021	230,369	N/A
General Moly Inc	Q4 2020 Filed on Feb 11, 2021	133,193	N/A
Glatfelter	Q4 2020 Filed on Feb 11, 2021	1,051,355	N/A
Goldfield Corp	Q4 2020 Filed on Feb 11, 2021	92,041	N/A
Great Elm Cap Group Inc	Q4 2020 Filed on Feb 11, 2021	47,722	N/A
SUPV Grupo Supervielle S.A. Financial Services	Q4 2020 Filed on Feb 11, 2021	68,844	$1.6 - $2.2 $110K - $151K
Guangshen Ry LTD	Q4 2020 Filed on Feb 11, 2021	105,727	N/A
Gulfport Energy Corp	Q4 2020 Filed on Feb 11, 2021	1,907,775	N/A
Hd Supply Hldgs Inc	Q4 2020 Filed on Feb 11, 2021	1,262,586	N/A
Hertz Global Hldgs Inc	Q4 2020 Filed on Feb 11, 2021	1,608,863	N/A
Immunomedics Inc	Q4 2020 Filed on Feb 11, 2021	1,036,409	N/A
Innerworkings Inc	Q4 2020 Filed on Feb 11, 2021	106,678	N/A
IIM Invesco Value Municipal Income Trust Financial Services	Q4 2020 Filed on Feb 11, 2021	15,677	$14.64 - $15.7 $230K - $246K
IGE Ishares Tr North Amern Nat Res ETFs	Q4 2020 Filed on Feb 11, 2021	511	$18.78 - $24.63 $9.6K - $12.6K
J Jill Inc	Q4 2020 Filed on Feb 11, 2021	39,674	N/A
Jernigan Cap Inc	Q4 2020 Filed on Feb 11, 2021	297,479	N/A
K12 Inc	Q4 2020 Filed on Feb 11, 2021	486,122	N/A
Medley Mgmt Inc	Q4 2020 Filed on Feb 11, 2021	11,277	N/A
Miragen Therapeutics Inc	Q4 2020 Filed on Feb 11, 2021	72,929	N/A
Mobileiron Inc	Q4 2020 Filed on Feb 11, 2021	1,150,910	N/A

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