Northwestern Mutual Investment Management Company, LLC Cathay General Bancorp Transaction History

Northwestern Mutual Investment Management Company, LLC

$3.81 Billion
Q1 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Aug 14, 2023	SELL	$28.04 - $35.02 $504 - $630	-18 Reduced 0.11%	16,120 $518,000
Q1 2023 May 15, 2023	BUY	$33.82 - $45.31 $312,902 - $419,208	9,252 Added 134.36%	16,138 $557,000
Q4 2022 Feb 21, 2023	SELL	$39.61 - $46.8 $152,973 - $180,741	-3,862 Reduced 35.93%	6,886 $280,000
Q3 2022 Nov 14, 2022	SELL	$38.45 - $45.36 $70,401 - $83,054	-1,831 Reduced 14.56%	10,748 $413,000
Q2 2022 Aug 04, 2022	SELL	$37.6 - $44.75 $75 - $89	-2 Reduced 0.02%	12,579 $492,000

Q1 2022 May 09, 2022	SELL	$42.63 - $48.68 $9,421 - $10,758	-221 Reduced 1.73%	12,581 $563,000
Q4 2021 Feb 03, 2022	SELL	$40.76 - $46.22 $4,442 - $5,037	-109 Reduced 0.84%	12,802 $550,000
Q3 2021 Nov 15, 2021	BUY	$35.81 - $42.31 $15,720 - $18,574	439 Added 3.52%	12,911 $534,000
Q2 2021 Aug 13, 2021	BUY	$38.31 - $43.04 $191 - $215	5 Added 0.04%	12,472 $491,000
Q1 2021 May 14, 2021	SELL	$31.99 - $44.92 $424,795 - $596,492	-13,279 Reduced 51.58%	12,467 $508,000
Q4 2020 Feb 12, 2021	SELL	$21.7 - $32.3 $11,978 - $17,829	-552 Reduced 2.1%	25,746 $829,000
Q2 2020 Aug 14, 2020	SELL	$21.31 - $30.98 $106 - $154	-5 Reduced 0.02%	26,298 $692,000
Q1 2020 May 08, 2020	BUY	$18.68 - $38.1 $87,329 - $178,117	4,675 Added 21.62%	26,303 $604,000
Q4 2019 Feb 07, 2020	BUY	$33.65 - $38.73 $235 - $271	7 Added 0.03%	21,628 $823,000
Q3 2019 Nov 06, 2019	SELL	$32.02 - $37.45 $5,059 - $5,917	-158 Reduced 0.73%	21,621 $751,000
Q2 2019 Aug 12, 2019	BUY	$33.64 - $37.54 $274,939 - $306,814	8,173 Added 60.07%	21,779 $782,000
Q1 2019 May 10, 2019	SELL	$32.43 - $40.03 $30,938 - $38,188	-954 Reduced 6.55%	13,606 $461,000
Q4 2018 Feb 13, 2019	BUY	$32.11 - $42.79 $321 - $427	10 Added 0.07%	14,560 $488,000
Q3 2018 Nov 13, 2018	SELL	$40.42 - $43.26 $18,593 - $19,899	-460 Reduced 3.06%	14,550 $603,000
Q2 2018 Aug 14, 2018	SELL	$38.76 - $43.8 $22,945 - $25,929	-592 Reduced 3.79%	15,010 $608,000
Q1 2018 May 14, 2018	BUY	$39.06 - $45.2 $220,767 - $255,470	5,652 Added 56.8%	15,602 $624,000
Q4 2017 Feb 13, 2018	BUY	$39.31 - $44.75 $628 - $716	16 Added 0.16%	9,950 $420,000
Q3 2017 Nov 13, 2017	SELL	$34.31 - $40.22 $102,381 - $120,016	-2,984 Reduced 23.1%	9,934 $399,000
Q2 2017 Aug 14, 2017	BUY	N/A	258 Added 2.04%	12,918 $490,000
Q2 2017 Aug 09, 2017	BUY	N/A	12,660	12,660 $357,000

Others Institutions Holding CATY

# of Institutions

267

Shares Held

51M

Call Options Held

28K

Put Options Held

2.2K

Black Rock Inc. New York, NY

10.7M
Shares

$388 Million
0.01% of portfolio
Vanguard Group Inc Valley Forge, PA

8.23M
Shares

$299 Million
0.01% of portfolio
Dimensional Fund Advisors LP Austin, TX

4.02M
Shares

$146 Million
0.04% of portfolio
State Street Corp Boston, MA

3.4M
Shares

$123 Million
0.01% of portfolio
Charles Schwab Investment Management Inc San Francisco, CA

2.61M
Shares

$94.8 Million
0.02% of portfolio

View Full List

About CATHAY GENERAL BANCORP

Ticker CATY
Exchange NASDAQ
Sector Financial Services
Industry Banks—Regional
Shares Outstandng 73,412,000
Market Cap $2.66B
Description
Cathay General Bancorp operates as the holding company for Cathay Bank that offers various commercial banking products and services to individuals, professionals, and small to medium-sized businesses in the United States. The company offers various deposit products, including passbook accounts, checking accounts, money market deposit accounts, c...

More about CATY

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