Northwestern Mutual Wealth Management CO Gabelli Convertible & Income Securities Fund Inc Transaction History

Northwestern Mutual Wealth Management CO

$101 Billion
Q2 2024

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Feb 13, 2024	SELL	$3.2 - $3.74 $17,491 - $20,442	-5,466 Reduced 7.9%	63,699 $229,000
Q3 2023 Nov 14, 2023	SELL	$3.68 - $4.34 $7,643 - $9,014	-2,077 Reduced 2.92%	69,165 $259,000
Q2 2023 Aug 14, 2023	BUY	$4.25 - $4.51 $437 - $464	103 Added 0.14%	71,242 $306,000
Q1 2023 May 15, 2023	SELL	$4.22 - $5.26 $422 - $526	-100 Reduced 0.14%	71,139 $315,000
Q4 2022 Feb 21, 2023	SELL	$4.73 - $5.4 $70 - $81	-15 Reduced 0.02%	71,239 $341,000
Q3 2022 Nov 14, 2022	SELL	$4.86 - $5.87 $11,761 - $14,205	-2,420 Reduced 3.28%	71,254 $354,000
Q2 2022 Aug 04, 2022	SELL	$5.09 - $6.44 $10,816 - $13,685	-2,125 Reduced 2.8%	73,674 $398,000
Q1 2022 May 09, 2022	SELL	$5.72 - $6.85 $46,446 - $55,622	-8,120 Reduced 9.68%	75,799 $464,000
Q4 2021 Feb 03, 2022	SELL	$6.01 - $7.05 $2,512 - $2,946	-418 Reduced 0.5%	83,919 $577,000
Q3 2021 Nov 15, 2021	SELL	$6.08 - $6.64 $30,035 - $32,801	-4,940 Reduced 5.53%	84,337 $513,000
Q2 2021 Aug 13, 2021	BUY	$6.12 - $6.64 $122,748 - $133,178	20,057 Added 28.98%	89,277 $588,000
Q1 2021 May 14, 2021	BUY	$5.9 - $6.77 $228,099 - $261,734	38,661 Added 126.51%	69,220 $422,000
Q4 2020 Feb 12, 2021	BUY	$5.17 - $6.28 $47,352 - $57,518	9,159 Added 42.8%	30,559 $191,000
Q3 2020 Nov 13, 2020	BUY	$5.15 - $5.7 $110,210 - $121,980	21,400 New	21,400 $116,000
Q1 2019 May 10, 2019	SELL	$4.37 - $5.27 $18,703 - $22,555	-4,280 Closed	0 $0
Q4 2018 Feb 12, 2019	BUY	$4.06 - $6.0 $4,405 - $6,510	1,085 Added 33.96%	4,280 $19,000
Q2 2018 Aug 10, 2018	BUY	$5.74 - $6.68 $18,339 - $21,342	3,195 New	3,195 $21,000
Q3 2017 Nov 07, 2017	SELL	$4.91 - $6.0 $51,555 - $63,000	-10,500 Closed	0 $0
Q2 2017 Aug 10, 2017	BUY	N/A	10,500	10,500 $54,000

Others Institutions Holding GCV

# of Institutions

Shares Held

4.06M

Call Options Held

Put Options Held

Mario Gabelli Gamco Investors, Inc. Et Al | Rye, Ny

1.1M
Shares

$4.05 Million
0.05% of portfolio
Morgan Stanley New York, NY

845K
Shares

$3.11 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

731K
Shares

$2.69 Million
0.0% of portfolio
Gabelli & CO Investment Advisers, Inc. Rye, NY

345K
Shares

$1.27 Million
0.23% of portfolio
Sfi Advisors, LLC Montclair, NJ

240K
Shares

$881,580
0.67% of portfolio

View Full List

About GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Ticker GCV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Gabelli Convertible and Income Securities Fund Inc. is a closed-ended balanced mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in public equity and fixed income markets. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in convertible...

More about GCV

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