Northwestern Mutual Wealth Management CO Flaherty & Crumrine Preferred & Income Fund Inc Transaction History

Northwestern Mutual Wealth Management CO

$112 Billion
Q3 2024

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Feb 13, 2024	BUY	$8.6 - $10.04 $369 - $431	43 Added 1.76%	2,492 $24,000
Q3 2023 Nov 14, 2023	BUY	$9.11 - $10.15 $382 - $426	42 Added 1.74%	2,449 $22,000
Q2 2023 Aug 14, 2023	BUY	$9.59 - $10.92 $402 - $458	42 Added 1.78%	2,407 $23,000
Q1 2023 May 15, 2023	BUY	$9.95 - $12.8 $358 - $460	36 Added 1.55%	2,365 $25,000
Q4 2022 Feb 21, 2023	BUY	$10.21 - $11.71 $12,445 - $14,274	1,219 Added 109.82%	2,329 $25,000
Q3 2022 Nov 14, 2022	BUY	$10.48 - $13.28 $209 - $265	20 Added 1.83%	1,110 $12,000
Q2 2022 Aug 04, 2022	SELL	$11.8 - $14.05 $10,372 - $12,349	-879 Reduced 44.64%	1,090 $14,000
Q1 2022 May 09, 2022	SELL	$13.47 - $17.2 $6,115 - $7,808	-454 Reduced 18.74%	1,969 $27,000
Q4 2021 Feb 03, 2022	BUY	$15.61 - $17.82 $4,480 - $5,114	287 Added 13.44%	2,423 $42,000
Q3 2021 Nov 15, 2021	BUY	$15.35 - $16.87 $245 - $269	16 Added 0.75%	2,136 $33,000
Q2 2021 Aug 13, 2021	BUY	$16.61 - $18.56 $249 - $278	15 Added 0.71%	2,120 $35,000
Q1 2021 May 14, 2021	BUY	$17.23 - $20.07 $17,316 - $20,170	1,005 Added 91.36%	2,105 $37,000
Q2 2020 Aug 14, 2020	BUY	$11.14 - $15.87 $12,254 - $17,457	1,100 New	1,100 $16,000
Q1 2020 May 08, 2020	SELL	$8.11 - $17.4 $116,548 - $250,055	-14,371 Closed	0 $0
Q3 2019 Nov 12, 2019	SELL	$14.34 - $15.89 $1,434 - $1,589	-100 Reduced 0.69%	14,371 $215,000
Q2 2019 Aug 12, 2019	BUY	$13.25 - $15.07 $160,338 - $182,362	12,101 Added 510.59%	14,471 $213,000
Q4 2017 Jan 31, 2018	SELL	$14.88 - $15.88 $66,960 - $71,460	-4,500 Reduced 65.5%	2,370 $36,000
Q3 2017 Nov 07, 2017	BUY	$14.51 - $15.22 $65,295 - $68,490	4,500 Added 189.87%	6,870 $104,000
Q2 2017 Aug 10, 2017	BUY	N/A	2,370	2,370 $37,000

Others Institutions Holding PFD

# of Institutions

Shares Held

2.6M

Call Options Held

Put Options Held

Cibc Private Wealth Group, LLC

441K
Shares

$5.03 Million
0.01% of portfolio
Sit Investment Associates Inc Minneapolis, MN

317K
Shares

$3.61 Million
0.08% of portfolio
Morgan Stanley New York, NY

252K
Shares

$2.87 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

161K
Shares

$1.83 Million
0.0% of portfolio
Ubs Group Ag

155K
Shares

$1.77 Million
0.0% of portfolio

View Full List

About FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Ticker PFD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Preferred Income Fund Inc. is a closed ended equity mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity markets of the United States. It invests in the stocks of companies operating in the financials sector. The fund primarily invests in preferred securities. It ...

More about PFD

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