Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$136 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
FJAN First Exc Trd Viii Cboe Vest U	Q2 2021 Filed on Aug 13, 2021	314	N/A
Gabelli Util Tr	Q2 2021 Filed on Aug 13, 2021	2,093	N/A
Graniteshares ETF Tr	Q2 2021 Filed on Aug 13, 2021	85	N/A
HCRB Hartford Fds Exchange Traded T ETFs	Q2 2021 Filed on Aug 13, 2021	495	$40.55 - $41.18 $20.1K - $20.4K
J P Morgan Exchange Traded F	Q2 2021 Filed on Aug 13, 2021	4	N/A
J P Morgan Exchange Traded F	Q2 2021 Filed on Aug 13, 2021	1,178	N/A
Navios Maritime Acquis Corp	Q2 2021 Filed on Aug 13, 2021	118	N/A
OCFT Oneconnect Financial Technology Co., Ltd. Technology	Q2 2021 Filed on Aug 13, 2021	400	$11.39 - $19.06 $4.56K - $7.62K
PANL Pangaea Logistics Solutions Ltd. Industrials	Q2 2021 Filed on Aug 13, 2021	2,000	$2.93 - $5.29 $5.86K - $10.6K
TIPZ Pimco ETF Tr Broad Us Tips Ind ETFs	Q2 2021 Filed on Aug 13, 2021	501	$64.06 - $65.72 $32.1K - $32.9K
Proshares Tr Ii	Q2 2021 Filed on Aug 13, 2021	61	N/A
Resonant Inc	Q2 2021 Filed on Aug 13, 2021	1,082	N/A
RJI Swedish Export Credit Corp ETFs	Q2 2021 Filed on Aug 13, 2021	8	$5.45 - $6.35 $43.6 - $50.8
VSTM Verastem, Inc. Healthcare	Q2 2021 Filed on Aug 13, 2021	1,000	$2.57 - $4.85 $2.57K - $4.85K
MTGP Wisdomtree Tree Mortgage Plus ETFs	Q2 2021 Filed on Aug 13, 2021	75	$50.76 - $51.08 $3.81K - $3.83K
SFIG Wisdomtree U.S. Short Term Cor ETFs	Q2 2021 Filed on Aug 13, 2021	48	$51.27 - $51.66 $2.46K - $2.48K
Allianzgi Dividend Int & Prm	Q1 2021 Filed on May 14, 2021	8,996	N/A
American Intl Group Inc	Q1 2021 Filed on May 14, 2021	427	N/A
Apache Corp	Q1 2021 Filed on May 14, 2021	29,040	N/A
Blackrock Mun Bd Tr	Q1 2021 Filed on May 14, 2021	27,919	N/A
Blackrock Muniholdings Fd Ii	Q1 2021 Filed on May 14, 2021	18,866	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on May 14, 2021	32,420	N/A
China Mobile Limited	Q1 2021 Filed on May 14, 2021	15,754	N/A
China Telecom Corp LTD	Q1 2021 Filed on May 14, 2021	4,838	N/A
Cnooc Limited	Q1 2021 Filed on May 14, 2021	324	N/A
Concho Res Inc	Q1 2021 Filed on May 14, 2021	1,306	N/A
Danaher Corporation	Q1 2021 Filed on May 14, 2021	4,000	N/A
Eaton Vance Corp	Q1 2021 Filed on May 14, 2021	3,465	N/A
Fiat Chrysler Automobiles N	Q1 2021 Filed on May 14, 2021	26,373	N/A
HRTG Heritage Insurance Holdings, Inc. Financial Services	Q1 2021 Filed on May 14, 2021	14,500	$9.19 - $11.99 $133K - $174K
KTCC Key Tronic Corp Technology	Q1 2021 Filed on May 14, 2021	3,500	$6.9 - $9.25 $24.2K - $32.4K
National Oilwell Varco Inc	Q1 2021 Filed on May 14, 2021	2,093	N/A
Nuveen Tx Adv Total Ret Strg	Q1 2021 Filed on May 14, 2021	1,218	N/A
PCM Pcm Fund, Inc. Financial Services	Q1 2021 Filed on May 14, 2021	3,656	$10.84 - $11.5 $39.6K - $42K
Qep Resources Inc	Q1 2021 Filed on May 14, 2021	3,300	N/A
Sl Green Rlty Corp	Q1 2021 Filed on May 14, 2021	2,329	N/A
Tc Pipelines LP	Q1 2021 Filed on May 14, 2021	254	N/A
Texas Pac Ld Tr	Q1 2021 Filed on May 14, 2021	139	N/A
Tiffany & CO New	Q1 2021 Filed on May 14, 2021	1,211	N/A
TGI Triumph Group Inc Industrials	Q1 2021 Filed on May 14, 2021	45	$10.8 - $19.39 $486 - $873
Wpx Energy Inc	Q1 2021 Filed on May 14, 2021	487	N/A
Wyndham Destinations Inc	Q1 2021 Filed on May 14, 2021	11,288	N/A
Bridge Bancorp Inc	Q1 2021 Filed on May 14, 2021	5,842	N/A
Realpage Inc	Q1 2021 Filed on May 14, 2021	105	N/A
AXU Alexco Resource Corp Basic Materials	Q1 2021 Filed on May 14, 2021	800	$2.38 - $3.34 $1.9K - $2.67K
ECF Ellsworth Growth & Income Fund LTD Financial Services	Q1 2021 Filed on May 14, 2021	2,000	$13.16 - $17.05 $26.3K - $34.1K
Nuveen Mich Quality Mun Inco	Q1 2021 Filed on May 14, 2021	2,995	N/A
PTEU Pacer Fds Tr Trendpilot Europe ETFs	Q1 2021 Filed on May 14, 2021	540	$21.66 - $23.41 $11.7K - $12.6K
Talos Energy Inc	Q1 2021 Filed on May 14, 2021	43	N/A
Western Asset Mun Def Opp Tr	Q1 2021 Filed on May 14, 2021	1,001	N/A

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