Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

  • $136 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
ANIK
Anika Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
132
$32.49 - $45.96 $4.29K - $6.07K
Blackrock Muniholdings Quali
Q1 2021 Filed on May 14, 2021
275
N/A
CLBK
Columbia Financial, Inc.

Financial Services
Q1 2021 Filed on May 14, 2021
1,500
$15.42 - $17.97 $23.1K - $27K
China Unicom Hong Kong
Q1 2021 Filed on May 14, 2021
210
N/A
Allianzgi Equity & Conv Inco
Q1 2021 Filed on May 14, 2021
1,325
N/A
Nantkwest Inc
Q1 2021 Filed on May 14, 2021
1,000
N/A
Western Asset Mtg Cap Corp
Q1 2021 Filed on May 14, 2021
219
N/A
Biotelemetry Inc
Q1 2021 Filed on May 14, 2021
152
N/A
Proshares Tr
Q1 2021 Filed on May 14, 2021
1,000
N/A
Bristol Myers Squibb CO
Q1 2021 Filed on May 14, 2021
10,041
N/A
Transenterix Inc
Q1 2021 Filed on May 14, 2021
241
N/A
Dish Network Corporation
Q1 2021 Filed on May 14, 2021
38,000
N/A
Inphi Corp
Q1 2021 Filed on May 14, 2021
8
N/A
Eaton Vance High Income 2021
Q1 2021 Filed on May 14, 2021
1,270
N/A
ACET
Adicet Bio, Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
400
$12.12 - $17.17 $4.85K - $6.87K
Allianzgi Conv & Incm 2024 T
Q1 2021 Filed on May 14, 2021
5,513
N/A
Blackrock Mun Incm Invt Qty
Q1 2021 Filed on May 14, 2021
350
N/A
BKSB
Bny Mellon ETF Tr Short Durati

ETFs
Q1 2021 Filed on May 14, 2021
1
N/A
Broadstone Net Lease Inc
Q1 2021 Filed on May 14, 2021
14
N/A
CLS
Celestica Inc

Technology
Q1 2021 Filed on May 14, 2021
145
$7.91 - $9.27 $1.15K - $1.34K
CCF
Chase Corp

Basic Materials
Q1 2021 Filed on May 14, 2021
917
$99.9 - $123.08 $91.6K - $113K
DTP
Dte Energy CO Corp Unit 1 Com

Industrials
Q1 2021 Filed on May 14, 2021
200
N/A
FCRD
First Eagle Alternative Capital Bdc, Inc.

Financial Services
Q1 2021 Filed on May 14, 2021
2,050
$3.3 - $4.04 $6.77K - $8.28K
FTDS
First Trust Dividend Strength

ETFs
Q1 2021 Filed on May 14, 2021
30
$40.11 - $46.75 $1.2K - $1.4K
Foundation Bldg Matls Inc
Q1 2021 Filed on May 14, 2021
1,500
N/A
FEIM
Frequency Electronics Inc

Technology
Q1 2021 Filed on May 14, 2021
500
$10.48 - $12.45 $5.24K - $6.23K
Glu Mobile Inc
Q1 2021 Filed on May 14, 2021
176
N/A
GCBC
Greene County Bancorp Inc

Financial Services
Q1 2021 Filed on May 14, 2021
1,080
$23.72 - $29.11 $25.6K - $31.4K
GSIT
Gsi Technology Inc

Technology
Q1 2021 Filed on May 14, 2021
20
$6.67 - $8.18 $133 - $164
JHS
John Hancock Income Securities Trust

Financial Services
Q1 2021 Filed on May 14, 2021
13,957
$15.16 - $16.06 $212K - $224K
HIL
Hill International, Inc.

Industrials
Q1 2021 Filed on May 14, 2021
250
$1.91 - $3.2 $478 - $800
HTH
Hilltop Holdings Inc.

Financial Services
Q1 2021 Filed on May 14, 2021
1,676
$27.17 - $39.37 $45.5K - $66K
BJAN
Innovator U.S. Equity Buffer E

ETFs
Q1 2021 Filed on May 14, 2021
4,122
$32.37 - $34.15 $133K - $141K
LPI
Laredo Petroleum, Inc.

Energy
Q1 2021 Filed on May 14, 2021
812
$20.33 - $42.37 $16.5K - $34.4K
Liberty Media Corp Del
Q1 2021 Filed on May 14, 2021
12,000
N/A
LMB
Limbach Holdings, Inc.

Industrials
Q1 2021 Filed on May 14, 2021
40
$9.61 - $15.69 $384 - $628
Lordstown Motors Corp
Q1 2021 Filed on May 14, 2021
350
N/A
Magal Security Sys LTD
Q1 2021 Filed on May 14, 2021
729
N/A
Nuvasive Inc
Q1 2021 Filed on May 14, 2021
6,000
N/A
Proshares Tr
Q1 2021 Filed on May 14, 2021
225
N/A
Proshares Tr
Q1 2021 Filed on May 14, 2021
11
N/A
Proshares Tr
Q1 2021 Filed on May 14, 2021
5
N/A
PCYO
Pure Cycle Corp

Utilities
Q1 2021 Filed on May 14, 2021
212
$10.67 - $14.37 $2.26K - $3.05K
SIOX
Sio Gene Therapies Inc.

Healthcare
Q1 2021 Filed on May 14, 2021
750
$2.34 - $3.44 $1.76K - $2.58K
Social Cap Hedspia Hldg CO I
Q1 2021 Filed on May 14, 2021
267
N/A
Solarwinds Corp
Q1 2021 Filed on May 14, 2021
61
N/A
South Jersey Inds Inc
Q1 2021 Filed on May 14, 2021
210
N/A
EINC
Vaneck ETF Tr Vaneck Energy In

ETFs
Q1 2021 Filed on May 14, 2021
18
$40.78 - $50.26 $734 - $905
VERB
Verb Technology Company, Inc.

Technology
Q1 2021 Filed on May 14, 2021
100
$1.39 - $2.88 $139 - $288
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