Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$147 Billion
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Cohen & Steers Mlp Inc & Enr	Q2 2020 Filed on Aug 14, 2020	750	N/A
Ctrip Com Intl LTD	Q2 2020 Filed on Aug 14, 2020	3,000	N/A
Dexcom Inc	Q2 2020 Filed on Aug 14, 2020	2,000	N/A
Direxion Shs ETF Tr	Q2 2020 Filed on Aug 14, 2020	1,158	N/A
EMKR Emcore Corp Technology	Q2 2020 Filed on Aug 14, 2020	6	$2.05 - $3.35 $12.3 - $20.1
FCTR First Tr Exchange Traded Fd ETFs	Q2 2020 Filed on Aug 14, 2020	234	$16.7 - $25.49 $3.91K - $5.96K
BDL Flanigans Enterprises Inc Consumer Cyclical	Q2 2020 Filed on Aug 14, 2020	154	$10.86 - $18.26 $1.67K - $2.81K
GBT Global Blood Therapeutics, Inc. Healthcare	Q2 2020 Filed on Aug 14, 2020	3	$48.73 - $81.82 $146 - $245
Goldman Sachs Mlp Inc Opp Fd	Q2 2020 Filed on Aug 14, 2020	1,250	N/A
HEPA Hepion Pharmaceuticals, Inc. Healthcare	Q2 2020 Filed on Aug 14, 2020	7,015	$1.31 - $3.09 $9.19K - $21.7K
Hudson LTD	Q2 2020 Filed on Aug 14, 2020	25	N/A
Innovator Etfs Tr Ii	Q2 2020 Filed on Aug 14, 2020	150	N/A
Inphi Corp	Q2 2020 Filed on Aug 14, 2020	2,000	N/A
Insmed Inc	Q2 2020 Filed on Aug 14, 2020	2,000	N/A
IIIN Insteel Industries Inc Industrials	Q2 2020 Filed on Aug 14, 2020	1,000	$12.87 - $21.15 $12.9K - $21.2K
Insulet Corp	Q2 2020 Filed on Aug 14, 2020	1,000	N/A
Invesco Exchange Traded Fd T	Q2 2020 Filed on Aug 14, 2020	200	N/A
John Hancock ETF Trust	Q2 2020 Filed on Aug 14, 2020	200	N/A
Lilis Energy Inc	Q2 2020 Filed on Aug 14, 2020	4,075	N/A
LDL Lydall, Inc. Industrials	Q2 2020 Filed on Aug 14, 2020	70	N/A
Macquarie Infrastructure Cor	Q2 2020 Filed on Aug 14, 2020	2,000	N/A
Magellan Health Inc	Q2 2020 Filed on Aug 14, 2020	20	N/A
National Gen Hldgs Corp	Q2 2020 Filed on Aug 14, 2020	62	N/A
NLTX Neoleukin Therapeutics, Inc. Healthcare	Q2 2020 Filed on Aug 14, 2020	88	$9.95 - $17.05 $876 - $1.5K
Osi ETF Tr	Q2 2020 Filed on Aug 14, 2020	1,000	N/A
PFIN P&F Industries Inc Industrials	Q2 2020 Filed on Aug 14, 2020	337	$4.1 - $5.5 $1.38K - $1.85K
Pacific Ethanol Inc	Q2 2020 Filed on Aug 14, 2020	220	N/A
Ppd Inc	Q2 2020 Filed on Aug 14, 2020	22	N/A
Pq Group Hldgs Inc	Q2 2020 Filed on Aug 14, 2020	49	N/A
SENEA Seneca Foods Corp Consumer Defensive	Q2 2020 Filed on Aug 14, 2020	35	$30.94 - $38.16 $1.08K - $1.34K
SPE Special Opportunities Fund, Inc. Financial Services	Q2 2020 Filed on Aug 14, 2020	800	$8.69 - $11.53 $6.95K - $9.22K
SRI Stoneridge Inc Consumer Cyclical	Q2 2020 Filed on Aug 14, 2020	590	$13.91 - $23.22 $8.21K - $13.7K
Sutter Rock Cap Corp	Q2 2020 Filed on Aug 14, 2020	1,000	N/A
Teladoc Health Inc	Q2 2020 Filed on Aug 14, 2020	1,000	N/A
TSBK Timberland Bancorp Inc Financial Services	Q2 2020 Filed on Aug 14, 2020	196	$14.77 - $20.67 $2.89K - $4.05K
Trans World Entmt Corp	Q2 2020 Filed on Aug 14, 2020	44	N/A
Transatlantic Petroleum LTD	Q2 2020 Filed on Aug 14, 2020	50,000	N/A
TRT Trio Tech International Technology	Q2 2020 Filed on Aug 14, 2020	992	$2.52 - $3.45 $2.5K - $3.42K
TRQ.TO Turquoise Hill Resources Ltd. Basic Materials	Q2 2020 Filed on Aug 14, 2020	1,255	N/A
Ak Stl Hldg Corp	Q1 2020 Filed on May 08, 2020	2,000	N/A
Avon Prods Inc	Q1 2020 Filed on May 08, 2020	2,048	N/A
BGI Birks Group Inc. Consumer Cyclical	Q1 2020 Filed on May 08, 2020	17	$0.38 - $0.99 $6.46 - $16.8
Denbury Res Inc	Q1 2020 Filed on May 08, 2020	854	N/A
Encana Corp	Q1 2020 Filed on May 08, 2020	3,613	N/A
Hsbc Hldgs PLC	Q1 2020 Filed on May 08, 2020	3,045	N/A
Ingersoll Rand PLC	Q1 2020 Filed on May 08, 2020	21,300	N/A
Laredo Petroleum Inc	Q1 2020 Filed on May 08, 2020	76	N/A
Liberty Ppty Tr	Q1 2020 Filed on May 08, 2020	999	N/A
Medicines CO	Q1 2020 Filed on May 08, 2020	12	N/A
Newlink Genetics Corp	Q1 2020 Filed on May 08, 2020	670	N/A

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